for this position, please apply via LinkedIn or Indeed or submit a resume directly to with “Broker Dealer Operations Analyst” in the...Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC...
: Bachelors degree 5 or more years municipal underwriting operations, fixed income operations, or similar broker dealer... income operations, or similar broker dealer operations experience Preferred Qualifications: FINRA Series 52 or ability...
with a technical background to join our growing Broker Dealer team as an Operations Analyst. This is an exciting opportunity...Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC...
assessments for the firm's investment adviser and broker-dealer activities. Work closely with key stakeholders to facilitate... and limited purpose broker-dealer; assist in preparing substantial shareholder filings-both domestic (Forms 13D/G/F...