and compliance environment, such as at an exchange/MTF, trading firm, or regulator, with significant exposure to derivatives. Deep... and enforcing Exchange policies and procedures. The opportunity This role is responsible for ensuring the Exchange's compliance...
, and applicable related regulatory requirements. Develop and assist in the preparation of reports for the TAM Chief Compliance Officer..., rule changes and/or industry trends. Advise Chief Compliance Officer of regulatory risks, gaps, and problem situations...
written reports that are reviewed by management staff or presented to Exchange committees. Support the Chief Compliance...United States Compliance - Regulatory Compliance & Operations / Full-time / Remote | Derivatives North America...
with Bank groups to execute treasury management products, foreign exchange instruments, derivatives as well as legal documents...Job Title: 2026 Commercial Banking Development Program - Credit Analyst - Carmel Valley, CA - Covenant Compliance...
reports directly to VP Treasury with exposure to the Chief Financial Officer and plays a critical part in establishing robust... and ensure compliance with established exposure limits Manage foreign exchange exposure and execute forwards or hedging...
to execute treasury management products, foreign exchange instruments, derivatives as well as legal documents. Produce loan... background information on present and prospective customers, and develop credit studies for the Loan Officers, Chief Credit...
reports directly to VP Treasury with exposure to the Chief Financial Officer and plays a critical part in establishing robust... and ensure compliance with established exposure limits Manage foreign exchange exposure and execute forwards or hedging...
customers, and develop credit studies for the Loan Officers, Chief Credit Officer and other Executive Management. You'll manage..., analyzing company financials to ensure Bank compliance, and updates the Bank’s systems accordingly. Work directly with clients...
and derivatives exchange, integrating a high-performance central limit order book matching engine with automated market making..., and compliance of our U.S. derivatives business. Responsibilities: Financial Risk Management (Default & Loss Prevention...
systems and controls. Collaborate with the IG NA Chief Compliance Officer to ensure an integrated second-line of defence... needs. This role reports into the Group Chief Risk Officer (CRO), with a dotted line reporting relationship to the CCO...
for the Loan Officers, Chief Credit Officer and other Executive Management. You'll manage spread assignments, conduct...-functionally with Bank groups to execute treasury management products, foreign exchange instruments, derivatives as well as legal...
for the Loan Officers, Chief Credit Officer and other Executive Management. You'll manage spread assignments, conduct...-functionally with Bank groups to execute treasury management products, foreign exchange instruments, derivatives as well as legal...
, and develop credit studies for the Loan Officers, Chief Credit Officer and other Executive Management. You'll manage spread... company financials to ensure Bank compliance, and updates the Bank’s systems accordingly. Work directly with clients...
United States Compliance - Compliance Assurance & Risk Management / Remote - Derivatives North America (“CDNA...”) presents a unique opportunity for a full time Analyst to join its Market Regulation team. CDNA is a U.S. derivatives exchange...
journal entries. The Chief Financial Officer (CFO) Group is responsible for the overall financial management of our company... organization. The GFX & LCT trading desk provides clients with market-making services in foreign exchange (“FX”) spot, swaps...
financial background information on present and prospective customers, and develop credit studies for the Loan Officers, Chief... Credit Officer and other Executive Management. You'll manage spread assignments, conduct financial analyses, and maintain...
-functionally with Bank groups to execute treasury management products, foreign exchange instruments, derivatives as well as legal... financial background information on present and prospective customers, and develop credit studies for the Loan Officers, Chief...
background information on present and prospective customers, and develop credit studies for the Loan Officers, Chief Credit... Officer and other Executive Management. You'll manage spread assignments, conduct financial analyses, and maintain related...
, foreign exchange instruments, derivatives as well as legal documents. Produce loan packages for new and restructured loans... background information on present and prospective customers, and develop credit studies for the Loan Officers, Chief Credit...
, foreign exchange instruments, derivatives as well as legal documents. Produce loan packages for new and restructured loans... background information on present and prospective customers, and develop credit studies for the Loan Officers, Chief Credit...