. They are seeking an experienced Trade Compliance Manager to join their dynamic team, focusing on consumer electronics...Excellent opportunity for trade compliance experts to join their international team in Asia. Client...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
opportunity is offered to the right candidate to join us. Reporting to Associate Director of Compliance Department..., you are responsible for: Identify and assess compliance risks along with the Group’s development and daily operational activities...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
Jobs Job Details Manager, Wealth Management Compliance Advisory - Mox Job Description Requisition Number: 4345 Job Location (Short... We are looking for a Manager, Wealth Management Compliance Advisory. Key Responsibilities Provide compliance advisory to Investment...
The client is a MNC Insurance client where they are currently looking for a Manager, Distribution & Intermediary... Management – Quality Assurance & Compliance (HKD40k-50k) to join their business in HK. Key Responsibilities: Develop...
Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation... compliance requirements and provide advice and recommendations. Influences and negotiates with seniors across functions...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
Responsibilities: Advise department heads and relevant business units on compliance-related matters Stay abreast... of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team...
Responsibilities: Provide strategic leadership and direction for the local Compliance Solutions team Manage... delivery of Compliance services to regional clients, ensuring exceptional quality and consistency. Lead, coach, and inspire...
internal audits to ensure compliance with ISO requirements and prepare for external audits. Develop and maintain a compliance... and data protection. Serve as the organisation's Data Protection Officer, ensuring compliance with data protection laws Act...
Key Responsibilities - Regulatory Compliance: - Stay updated with HK's regulatory environment and global compliance... for cryptocurrency exchanges and Web3 services. - Liaise with regulators and industry associations to maintain compliance...
to APAC business units and local Compliance teams on Sanctions, Anti-Bribery and Corruption (ABC), and Know Your Customer (KYC... Compliance Opinion (SCO), and ABC Customer Risk Rating. Evaluate Sanctions and ABC risks in transactions submitted to Business...
: Prepare and present reports to the Audit Committee, covering risk management, compliance activities, and governance..., ensuring compliance with established policies and external regulations. Conduct thematic audits to identify emerging risks...
in advising on matters of the Company and its subsidiaries concerning legal, regulatory and internal policy compliance, as well... in ensuring ongoing compliance with all applicable rules and regulations by the company. To prepare rules/regulations, meeting...
Excellent opportunity for Quality and Compliance experts to join their regional team in Asia. Client... for outdoor lovers everywhere. Description Develop and implement comprehensive quality assurance and compliance strategies...
policies, internal controls, and operating manuals to ensure compliance with regulatory changes Support for individual.../FATCA or other tax reporting and compliance matters as required · Liaise with regulators, auditors, business and internal...
Responsibilities: Develop and implement compliance policies and procedures. Monitor and review IPO-related... activities to ensure regulatory compliance. Conduct risk assessments and compliance audits. Collaborate with internal...
compliance, and strengthening risk controls across investment and operational areas. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 此職位直接向負責人匯報，專注..., operational, legal, and compliance risks specific to securities trading and OTC derivative product issuance operations Perform...
, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly... bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when...