teams, client services, operations, and senior management. Monitoring regulatory developments, assess the impact on the..., FUND, and SM&CR). Strong understanding of UK Money Laundering Regulations, financial crime risks, and AML/KYC requirements...
Compliance, Marketing Risk team ensuring that all activities comply with regulatory requirements, including financial crime, anti.... Excellent project and programme management skills: The role holder should be able to plan, initiate, execute, control and close...
Plans. Deliver risk-based assurance to the firm’s senior management and the Group through independent challenge and good... and affiliates where appropriate) is respected, escalating to the senior management as appropriate if you identify...
. Support in the management and documentation of responses to potential breaches of financial sanctions, working closely... onboarding, transaction monitoring, and sanctions . Contribute to the annual MLRO report for senior management. Monitor fraud...