materials Influence and engage with appropriate stakeholders in the design of regulatory and/or Internal Audit remediation...Risk Management, Model Risk Management, Vice President London JR010293 Morgan Stanley's Model Risk Management (MRM...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests... stakeholders to draft responses Respond to and track both internal and external audit requests including carrying out quality...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests... stakeholders to draft responses Respond to and track both internal and external audit requests including carrying out quality...
fuelled by industry-leading tech — all with an internal culture of embracing challenges, disruptive thinking, winning together... who want to be part of this our success and help drive our limitless ambitions. About the role Reporting to the Head...
growth, innovative retail and product launches fuelled by industry-leading tech - all with an internal culture of embracing... ambitions. About the role Reporting to the Head of Finance - Europe, the Finance Manager is lead finance business partner...
activities; Provide Financial Crime training; Assist with internal audit review focused on Financial Crime ensuring...THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance...
is to provide an analysis, design and implementation capability across Investment Management for product launches and related... of end to end operations model for investment management (front to back understanding) Good analytical and problem solving...
Strategic Talent Workforce Reviews (top management) and the HR Business Review (local management) Creates their own internal.... senior management workforce representatives, associations, head-hunters etc) Is the key link between their employees...
Principles, providing evidence and oversight. Deliver operational insight and management information to internal boards... in partnership with a leading global investment management firm to find a dynamic Regional Sales Manager… July 7, 2025 Ref: 41551...
local Head of Regulation & Internal Control (R&IC) or Compliance, and the Global Head of NFR CIB. It will have a global..., and collaborate with internal audit (3LoD) to enhance the control environment. Transparent Reporting and Coordination: Ensure...
to stakeholders, including Head of Group Reporting, Finance Director, Investment Team and the Board. Effective people management of 1... investment team, ensuring accounting and tax steps are properly considered and well documented. Lead audit process across the...
. Global Risk Management GTB & LBO is a specialised risk management team established within Corporate & Investment Banking... in credit & business committees. Collaboration and liaison with internal risk control, internal/external audit...
, and hedging and investment solutions. It has a leading franchise in many major metals, energy and agricultural products... of customised derivative solutions. We design and implement solutions to mitigate against market risks or to create investment...
, and hedging and investment solutions. It has a leading franchise in many major metals, energy and agricultural products... of customised derivative solutions. We design and implement solutions to mitigate against market risks or to create investment...
consolidation, reporting, compliance, and audit processes. This position will ensure the timely and accurate preparation... of consolidated financial statements while driving process improvements and maintaining strong internal controls. Key...
. Work closely with Internal Audit to ensure integrated oversight of branch activities and testing plans. Contribute to the... in a compliance monitoring, assurance or audit role within an FCA-regulated investment bank, securities environment or financial...
. They will help shape business strategy through a focus on cash management, operational efficiency, and profitability. The role... includes active involvement in investment decisions, regular engagement with institutional investors, and ownership...
and reporting of both internal and external audit related activities in the Technology area. Risk and Control Self-Assessment (RCSA... and provides advice and investment management solutions to a wide range of clients. Close Brothers Group plc is listed on the...
and any required reporting to Close Brothers Group. Audit and Risk: Oversight, engagement and reporting of both internal and external audit..., takes deposits, trades securities and provides advice and investment management solutions to a wide range of clients. Close...
and any required reporting to Close Brothers Group. Audit and Risk: Oversight, engagement and reporting of both internal and external audit... loans, takes deposits, trades securities and provides advice and investment management solutions to a wide range of clients...