, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance... for the firm's reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws...
investment committee materials Ensure that all work processed meets audit and compliance requirements Qualifications...
to closure. Controls, Access & Compliance: Perform quarterly access audits; maintain program documentation and process guides...; partner with Tax on registrations and routine inquiries; support customer correspondence review and compliance submissions...
Oversee tasks to ensure compliance with Legal, Risk, Compliance and Control (LRCC) requirements including maintaining... updated policies and procedures Prepare supporting materials for audit requests Contribute to the development of client event...
, risk, finance, compliance, and technology to support the adoption of governance processes. Facilitate data ownership... or audit standards related to data quality and control. Compensation: The expected annual salary for this position...
revenue recognition memos and whitepapers to support internal stakeholders and external audit requirements. Collaborate...-related disclosures to ensure accuracy, completeness, and compliance with U.S. GAAP. Stay current on evolving accounting...
to the financial statements. Prepare the OTTI analysis and Fair Value memo for investments. Ensure compliance with Model... Audit Rule (MAR) controls and work with internal and external auditors as needed. Review SSAE 18 SOC 1 reports to ensure...
, and consultants to ensure smooth audit processes; prepare required documentation for SEC, FINRA, and HQ compliance reviews... audit teams or finance departments of financial institutions. - Bilingual in Korean and English; comfortable with Korean...
other compliance program functions as needed, including internal audit, program monitoring and training Represent NYF at internal... of Investigations and Compliance to develop client specific recommendations as well as program and system level recommendations based...
projects and assists with Annual Comptroller's exercises: Fiscal Year close & Single Audit. - Ensure full compliance... functions. - Monitor the fiscal operation of city, federal, state and private grant funded programs to ensure compliance...
Comptroller's exercises: Fiscal Year close & Single Audit. - Ensure full compliance with all Federal, State and City policies... of city, federal, state and private grant funded programs to ensure compliance and assist programs in more efficient/effective...
for each NRP project and to ensure compliance with the City's capital eligibility rules. -Ensure that funding recipients properly... Attorneys, DDC's Agency Chief Contracting Office staff, DDC's Budget and Finance Analysts, DDC's Engineering Audit Office...
, transactional audits, and compliance and operational procedure reviews. Work with various business partners to define, design... and processes. Prepare reports and presentation to communicate results to Operations management. Maintain meticulous audit...
to audit and examination findings Participate in Credit Union training and development programs Perform additional... responsibilities as assigned Ensure compliance with federal and state laws and regulations and UNFCU’s Code of Ethics & Business...
to audit and examination findings Participate in Credit Union training and development programs Perform additional... responsibilities as assigned Ensure compliance with federal and state laws and regulations and UNFCU’s Code of Ethics & Business...
. Ensure adherence to internal audit and compliance requirements. Recommend process improvements and assist in implementing... Legal, Compliance, Sanctions, Regulatory, Tax, and Operations. Skills and Competencies 3–5 years of relevant...
, teamwork and giving back. Department Profile Professionals within the Legal and Compliance Division (LCD) provide a wide... or abuse, and Operational risk. NFR Data & Analytics, a function in the Legal and Compliance Division, is responsible...
solutions, negotiating legal documents, and obtaining credit approval while ensuring compliance with credit policies... of commercial credit transactions. Ensure credit policy compliance by verifying adherence of underwriting to the Commercial Credit...
of the Office of Audit and Quality Assurance (OAQA), Office of Compliance & Support (OAS), Investigation, Revenue...Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT...
that impact financial integrity, reporting, and regulatory compliance. The ideal candidate will bring expertise in data governance... experience in financial services and regulatory reporting as a SME, Business Analyst or directly with BCBS239 regulatory...