Overview: We are looking for an experienced Broker-Dealer Regulatory Consultant to support client activities... of U.S. regulatory reporting frameworks (e.g., 15c3-1, 15c3-3). 5+ years of relevant in broker dealer industry experience 20+ years...
in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations, clearance and settlement, client... their infrastructure, dealing with regulatory change, defining their digital client strategy, enhancing their client service experience...
for an Independent Broker Dealer that included product development, distribution and operations and technology components Developing... York, Boston, Toronto, Chicago, San Francisco Role: Consultant Team Overview: Integrated Consulting Group The...