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Keywords: Compliance , Location: New York City, NY

Page: 14

Legal and Compliance Department Technology Governance & Optimization Intern

Governance & Optimization (TGO) Team within Legal and Compliance Division (LCD) is seeking an intern to support ongoing projects... under pressure efficiently and manage well when work is unexpectedly busy and short staffed Experience with Compliance, AML and risk...

Company: Bank of China
Location: New York City, NY
Posted Date: 17 Jul 2025
Salary: $18 per hour

Legal and Compliance Department-Risk Assessment VP

also be required to support related processes, including compliance data extraction process that feed the risk assessment. The VP will also play... of aggerate controls for compliance Risk Methodology enhancement and reporting Assist in evaluating the deficiencies noted...

Company: Bank of China
Location: New York City, NY
Posted Date: 17 Jul 2025

Legal and Compliance Department Technology Governance & Optimization Intern

Governance & Optimization (TGO) Team within Legal and Compliance Division (LCD) is seeking an intern to support ongoing projects... under pressure efficiently and manage well when work is unexpectedly busy and short staffed Experience with Compliance, AML and risk...

Company: Bank of China
Location: New York City, NY
Posted Date: 16 Jul 2025
Salary: $18 per hour

Prime Brokerage Compliance Manager, Vice President

Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking... an experienced compliance professional to assist the Chief Compliance Officers (CCOs) to satisfy their regulatory obligations...

Company: State Street
Location: New York City, NY
Posted Date: 16 Jul 2025
Salary: $130000 - 212500 per year

VP, Investment Advisory Compliance

Opportunity Assist the Head of Investment Advisory Compliance in administering the firm’s Compliance Program, focusing... on investment and trading activities addressing regulatory and compliance risks such as brokerage/commission practices, conflicts...

Company: Voya
Location: New York City, NY
Posted Date: 16 Jul 2025
Salary: $150000 - 175000 per year

VP, Compliance AI Initiatives

As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk... management and compliance within our Compliance Department. You will oversee AI initiatives within the Compliance Department...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 16 Jul 2025

Associate, Broker-Dealer Private Side Compliance Advisory

of benefits to its employees. Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory... advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk...

Posted Date: 15 Jul 2025
Salary: $82000 - 140000 per year

Global Tax Compliance - Private Equity - Assistant Vice President

is available at . Follow @blackstone on , , and . Job Title: Global Tax Compliance, Private Equity - AVP Job Description & Responsibilities... The Tax AVP will provide domestic and international tax compliance and reporting support for Blackstone’s Private Equity...

Company: Blackstone
Location: New York City, NY
Posted Date: 11 Jul 2025
Salary: $125000 - 185000 per year

Compliance & Investigative Specialist

Overview: The Compliance & Investigative Specialist is responsible for classifying, recording; monitoring... (OPWDD) and agency guidelines. Responsible to help ensure compliance with regulations governing programs, conduct staff...

Location: New York City, NY
Posted Date: 10 Jul 2025

Financial Services - Global Compliance and Reporting - Real Estate - Tax Manager

consulting and compliance projects, responsibilities, and tasks. Whatever you're working on, our clients will turn to you for up... taxation and qualification, partnership allocations, tax compliance, due diligence, acquisition/disposition planning...

Company: EY
Location: New York City, NY
Posted Date: 09 Jul 2025

Financial Services - Global Compliance and Reporting - Real Estate - Tax Senior

work on multiple tax engagements and will contribute to the delivery of quality tax planning and compliance services..., including partnership taxation, REIT taxation and qualification, partnership allocations, tax compliance, due diligence...

Company: EY
Location: New York City, NY
Posted Date: 09 Jul 2025

Financial Services - Global Compliance and Reporting - Real estate -Tax Services Manager-EDGE

and advice. Your Key Responsibilities Serve as the Tax Functional Leader across compliance, advisory or annuity tax service... managing risks and across tax compliance and/or advisory services. Responsibilities include: Direct and coordinate all work...

Company: EY
Location: New York City, NY
Posted Date: 09 Jul 2025

Financial Services - Global Compliance and Reporting - Real estate -Tax Senior Analyst-EDGE

of tax methods of accounting as well as tax processes or calculations for compliance purposes. Responsible for identifying..., and documentation. Lead the preparation and review of moderately complex tax/accounting regulatory and tax compliance with limited...

Company: EY
Location: New York City, NY
Posted Date: 09 Jul 2025

Sr. Analyst, SOX Compliance

Compliance to... Support annual and semi-annual risk assessment in coordination with SOX Director and Internal Audit Manage the...

Company: Tapestry
Location: New York City, NY
Posted Date: 09 Jul 2025
Salary: $85000 - 100000 per year

Payments Compliance Counsel, AMS

Our Global Legal Compliance team provides key support for all of TikTok's innovative initiatives, state-of-the-art..., bright, and capable legal professionals to join us. Responsibilities The Payments Compliance Counsel for the Americas...

Company: TikTok
Location: New York City, NY
Posted Date: 08 Jul 2025

Compliance Officer – HCBS Program

A growing healthcare organization is seeking an experienced Compliance Officer to oversee regulatory compliance for its...: Ensure full compliance with federal and state Medicaid and HCBS regulations Develop and implement internal policies, audits...

Company: Bhired
Location: Brooklyn, NY
Posted Date: 08 Jul 2025
Salary: $90000 - 120000 per year

M/WBE Outreach & Compliance Analyst

Enterprise (M/WBE) Outreach and Compliance Analyst. ODIR develops and implements innovative solutions that promote economic... with monitoring agency contracts for compliance with New York City Local Law I (LLI) and Local Law 129 (LLI29). The selected candidate...

Company: City of New York
Location: New York City, NY
Posted Date: 06 Jul 2025

Financial Crime Compliance - VP- Data Analytics Senior Analyst

Job Title Financial Crime Compliance - VP- Data Analytics Senior Analyst Job Description Analytics with a mission... data driven insights to support effective decision making, improving FCC risk coverage and enhancing regulatory compliance...

Company: Rabobank
Location: New York City, NY
Posted Date: 04 Jul 2025
Salary: $140000 - 165000 per year

Financial Crimes Compliance Data Specialist

Our Global Legal Compliance team provides key support for all of ByteDance's and TikTok's innovative initiatives, state... enable their vision by providing integrated legal and compliance guidance and support. The ByteDance and TikTok team...

Company: TikTok
Location: New York City, NY
Posted Date: 03 Jul 2025

Associate, Investment Compliance - Liberty Mutual Investments

in furtherance of our mission. The Position: The LMI Compliance team is looking for a compliance attorney/professional to assist...-disclosure agreements Help drive transition to new compliance control room platform; work with colleagues to ensure...

Posted Date: 03 Jul 2025