, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... people and possibilities. Job Description Provide regulatory compliance support to IQEQ’s investment adviser clients...
Finance & Accounting Specialist – POS, Tax & QuickBooks (NY Compliance) This is a contractor engagement (1099... compliance, and reporting discipline. We are looking for a Contractor engagement for a Finance & Accounting Specialist who can...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed...
, GA Boston, MA Chicago, IL Manhattan, NY Scottsdale, AZ West Hartford, CT The US Claims Compliance and Quality.... This is a high-impact role suited for an experienced insurance claims compliance professional or attorney, with deep knowledge...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...: Senior FCRM Compliance Officer Reports to: Director, Financial Crime Risk Oversight, TD Securities, US Position Summary...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...: Senior FCRM Compliance Officer-CIB Reports to: Director, Financial Crime Risk Oversight, TD Securities, US Position...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance...
a dynamic and motivated Technology Product Manager to join our growing Legal, Risk & Compliance Technology team. This individual..., scalability, and effectiveness of our Compliance functions. The ideal candidate will partner closely with stakeholders...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail..., Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the development...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of core compliance...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years...
LAW ENFORCEMENT COMPLIANCE ANALYST Current is a leading consumer fintech platform transforming financial access... and mission to improve financial outcomes. ABOUT THE ROLE We are looking for a Compliance Analyst to join our growing team...
High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role... is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working...
consulting and compliance projects, responsibilities, and tasks. Whatever you're working on, our clients will turn to you for up... taxation and qualification, partnership allocations, tax compliance, due diligence, acquisition/disposition planning...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...
taxation, REITs taxation and qualification, partnership allocations, tax compliance, due diligence, acquisition/disposition...
, and we are looking for a Senior Compliance Manager to support the CCO in the building and development of our broker dealer compliance program. As the... Senior Compliance Manager for the investment entity, you'll be responsible for assisting the oversight of the US financial...
and enhancing Warby Parker's SOX compliance program. This individual will collaborate with cross-functional teams, including Finance..., and is passionate about fostering a culture of compliance and accountability. Sound a lot like you? Read on! What you'll...