Job Category: Compliance & Regulatory Consulting Job Description: In a world of disruption and increasingly complex.... Our Compliance Consulting provides expert compliance support for a variety of firms including hedge funds, private equity firms...
and communities to flourish. The Budget Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance...
, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... of this position will be dictated by client needs, workflow, and current deadlines. This hire will join the firm's compliance team...
. Job Description: Based in New York City or Boston, the role of Chief Compliance Officer—Manulife Investment Management Private Markets... of a SEC Rule 38a-1 compliance program for two registered investment companies, a business development company, and future...
Ultimate Care NY is seeking a highly organized and detail-oriented Compliance Coordinator to join our team. Under the... direction of the Director of Compliance, the Compliance Coordinator plays a key role in promoting adherence to state regulations...
The USDS Financial Crimes Compliance (FCC) team executes various AML functions, including investigations of transaction..., and enhancement of compliance products within the FCC department, serving as the bridge between the operations team and engineering...
market joined together on our centralized platform. Team Overview The Compliance team at EquiLend supports the firm... are in place. We are seeking an Associate, Compliance based in New York to assist with regulatory reviews, examinations...
boroughs with more than 7,500 diverse professionals and knowledgeable experts. DOC seeks to recruit a PREA Compliance Manager... who will be responsible for the following: - Supporting the PREA Director to ensure facility compliance with the Prison...
; Supports the supervision of Limited Purpose Trust Charters, for compliance with relevant laws, regulations, guidance...: Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs. Reviewing lending...
is seeking candidates for the position of Financial Services Specialist 1 (Compliance) in Mortgage Banking. Duties include..., levying penalties, monitoring compliance with enforcement actions and penalty payments, coordinating with the Office...
Prime Brokerage Compliance Professional Company Profile Morgan Stanley is a leading global financial services firm... and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross...
, Ethics & Compliance Your New Role You will contribute to Warner Bros. Discovery’s mission by ensuring that WBD’s CNN, DTC.../Streaming, Content Distribution, Technology, & Ad Sales businesses maintain full compliance with applicable laws, regulations...
within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs... by providing in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management...
regarding compliance with Internal Revenue Code Sections 280G and 409A Exceptional work ethic, attention to detail, initiative...
- Quality Control Description SUMMARY The Compliance Trainer will develop, implement, and conduct training...
Job Description Summary GE Vernova’s Ethics & Compliance Team is seeking an experienced regulatory compliance... professional that will partner with GE Vernova’s Financial Services (“FS”) business to manage FS’ compliance program. The Deputy...
Looking to advance your career as a Compliance Officer and join a growing investment management business...! About the Role Join a Compliance team that supports Swiss Re's U.S. investment advisory business. In this role...
one like you and that’s why there’s nowhere like RSM. RISK CONSULTING ANTI-MONEY LAUNDERING & REGULATORY COMPLIANCE CONSULTING ASSOCIATE Position... industry. Examples of projects include internal audits in AML and consumer compliance, risk assessments, look-backs and system...
. WHAT IS THE OPPORTUNITY? The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade... Oversight Program by leading, configuring, and overseeing the design, implementation and administration of the compliance rules...
one like you and that’s why there’s nowhere like RSM. RISK CONSULTING ANTI-MONEY LAUNDERING & REGULATORY COMPLIANCE CONSULTING INTERN Position... industry. Examples of projects include internal audits in AML and consumer compliance, risk assessments, look-backs and system...