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Keywords: Compliance Associate, Location: Hong Kong

Page: 1

Compliance Associate / Senior Compliance Associate

as Compliance Associate Fresh graduate is also welcome Immediate available is preferred We offer good career prospects... General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist...

Company: UOB Kay Hian
Posted Date: 02 Jan 2026

SENIOR AUDIT ASSOCIATE / SOX 404 AUDITOR / COMPLIANCE SPECIALIST 高級審計師 / SOX 404 審計員 / 合規專員 (Mongkok 旺角)

in Hong Kong, with additional offices in New York and Shenzhen 總部設於香港,並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate... controls 規劃並執行審計,以評估財務報表及內部控制 Identify risks and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance...

Company: JPC Texson Ltd
Posted Date: 01 Jan 2026

SENIOR AUDIT ASSOCIATE / SOX 404 AUDITOR / COMPLIANCE SPECIALIST 高級審計師 / SOX 404 審計員 / 合規專員 (Mo[...]

in Hong Kong, with additional offices in New York and Shenzhen 總部設於香港,並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate... controls 規劃並執行審計,以評估財務報表及內部控制 Identify risks and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance...

Company: Leadingnation
Location: Kowloon, Hong Kong
Posted Date: 27 Dec 2025

SENIOR AUDIT ASSOCIATE / SOX 404 AUDITOR / COMPLIANCE SPECIALIST - Kai Tak MTR

and Shenzhen Currently hiring a Senior Audit Associate (SOX404 focus) to join our dynamic team Position Details 5 days work... statements and internal controls Identify risks and recommend process improvements Ensure compliance with relevant regulations...

Posted Date: 27 Dec 2025

Research Compliance Associate

which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report... experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential...

Posted Date: 26 Dec 2025

Global Research Compliance Associate

A global research firm in Hong Kong is seeking a Research Compliance Associate to ensure compliance in the delivery.... Ideal candidates will have a Bachelor's degree and 0-1 year experience in compliance or legal roles. The position...

Posted Date: 26 Dec 2025

Watch List & Surveillance Compliance Associate

A global financial services company in Hong Kong is seeking an Associate for its Control Group Sales & Trading coverage.... The role involves providing compliance guidance, monitoring trading activity, and maintaining the Firm's Watch...

Posted Date: 26 Dec 2025

Risk & Compliance Associate – Senior Officer / Officer

candidate for the following position: GENERAL SUMMARY The Senior Associate / Associate is responsible to provide support... to both compliance function and risk management function of the Hong Kong Branch. ESSENTIAL FUNCTIONS Essential functions include...

Posted Date: 25 Dec 2025

SENIOR AUDIT ASSOCIATE / SOX 404 AUDITOR / COMPLIANCE SPECIALIST 高級審計師 / SOX 404 審計員 / 合規專員 (Mongkok 旺角)

and Shenzhen 總部設於香港,並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate (SOX404 focus) to join our dynamic team 現正招聘高級審計師(專注... and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance with relevant regulations, including SOX 404 確保遵守相關法規,包括 SOX...

Company: JPC Texson
Posted Date: 24 Dec 2025

Compliance Associate (Research) - 6 month FTC

Overview We are seeking a detail-oriented and analytical Financial Licensing & Compliance Research Associate to join our team... regulations and compliance requirements across multiple jurisdictions, enabling our strategic expansion and regulatory adherence...

Posted Date: 16 Dec 2025

Associate / Senior Associate / Counsel - IPO & Compliance

Overview Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital... Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key...

Posted Date: 16 Dec 2025

Associate / Senior Associate / Counsel - IPO & Compliance

Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital Markets... team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key...

Company: Manpower
Location: Hong Kong
Posted Date: 13 Dec 2025

Compliance Associate/Analyst

_1765359161 Consultant Principal Consultant, Contracting Featured Compliance Associate/Analyst Job description Key Responsibilities... to our Share this job Compliance Associate/Analyst Eastern District Posted about 17 hours ago Contact Us Ambition Group...

Company: Ambition
Location: Hong Kong
Posted Date: 11 Dec 2025

Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat

Job Description - Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat [protected-phone...-number]G) Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat - ( [protected-phone-number]G...

Posted Date: 10 Dec 2025

KYC Associate/Compliance

Top Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed... by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the...

Posted Date: 10 Dec 2025

Associate, Executive Secretary, Legal, Compliance & Secretariat

Job Title Associate, Executive Secretary, Legal, Compliance & Secretariat [protected-phone-number]D) Business... Function The Legal, Compliance & Secretariat function plays a preventive, advisory and supervisory role in the bank to guard...

Posted Date: 10 Dec 2025

Research Compliance Associate -Global Growth, Remote Fridays

A global knowledge leader in Hong Kong is seeking a Research Compliance Associate to support the expansion... of their business. In this role, you will ensure compliance with legal and company policies through reviewing and proofreading expert...

Company: Avomind
Location: Hong Kong
Posted Date: 10 Dec 2025

Global Client Protection & Compliance Associate

A global investment and business firm in Hong Kong seeks a Client Protection Associate to join their high-performing... team. This role demands attention to detail and problem-solving skills while ensuring compliance with standards...

Posted Date: 10 Dec 2025

Senior Compliance & AML Associate - Regional Exposure

Associate to ensure strict adherence to regulatory standards and promote compliance awareness across the organization. The ideal...A renowned regional securities firm in Hong Kong is seeking a motivated Compliance & Anti-Money Laundering Senior...

Posted Date: 10 Dec 2025

Research Compliance Associate

of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance... experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential...

Company: Avomind
Location: Hong Kong
Posted Date: 10 Dec 2025