A European Global Private Bank in Hong Kong seeks a KYC Associate for its North Asia Compliance Department. This role... involves performing client due diligence, ensuring compliance with HKMA regulations, and managing KYC processes for both new...
Regulatory Risk & Compliance Analyst/Associate, Global Private Bank Regulatory Compliance & Risk Review Regional... 1.5 or 2nd Line of Defense Promising APAC Compliance Career & Good Hours Our Client Immediate openings with multiple...
Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory... to search for Regional Compliance Analyst/Associate. Job Duties Report to the Regional Compliance Manager Accountable...
in New York and Shenzhen Currently hiring a Senior Audit Associate (SOX404 focus) to join our dynamic team Position... to evaluate financial statements and internal controls Identify risks and recommend process improvements Ensure compliance...
A leading advisory service firm in Hong Kong seeks a Staff Associate for FSO - Risk Consulting, specializing... in Financial Crime Compliance. The role requires at least 2 years of experience in compliance and AML, with a strong knowledge...
which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report... and ensuring all research meets our client's and their clients’ expectations. Years 2+: As a Senior Research Compliance Associate...
Compliance Senior Associate - Regional Securities Firm Client Details Our client is a well-established regional... securities firm, is seeking a motivated Compliance & Anti-Money Laundering (AML) Senimro Associcate to join their team. This role...
A prominent wholesale bank based in Hong Kong is seeking a HR Associate to assist in recruitment and Compensation... & Benefits functions. The successful applicant will handle payroll, maintain HRIS, ensure compliance with HK laws, and provide HR...
to hear from you. As an Analyst or Associate in the Global Financial Crimes Compliance KYC Escalations team, you will play... future of compliance in Asia Pacific. If you thrive in a fast-paced environment and want to make a difference, we want...
Protection Associate Responsibilities What do you want your career to look like? Are you looking for an introduction to the... for their clients and helping them make more informed decisions. As a Client Protection Associate, you will be joining a high‑performing...
FSO - Risk Consulting - NFR (Financial Crime Compliance) - Staff Associate - Hong Kong Location: Hong Kong... is a dedicated provider of integrated advisory services which include internal control, compliance, internal audit and anti-money...
The Role Associate, Surveillance and Trading Compliance, Legal and Compliance Key Accountabilities The candidate... is responsible to perform advisory and monitoring tasks within the Surveillance and Trading Compliance function, as 2nd line...
某券商招募资管 compliance ，Associate- VP， 最好有ETF经验，感兴趣请联系Katherine ***微信号：Katherine_Shiu，欢迎转发自荐 Associate- VP, Compliance... (Asset Management & ETF Fund Focus) Job Responsibilities: Act as a specialist in product compliance to discharge...
A regulated financial entity in Hong Kong is seeking a Private Trust Associate to manage daily trust administration...
A human resources firm in Hong Kong is seeking a Banking Associate to handle corporate customer onboarding and maintain...
About Our Client Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti... compliance, risk management, and business integrity in a dynamic financial environment. Job Description Ensure strict...
Overview As a Senior Compliance Officer based in our Hong Kong office, you’ll help ensure trading activity in Hong... do Develop and oversee programs and systems to ensure compliance with market rules, regulations and internal policies...
and mitigating compliance risks. Provide reasonable assurance that the Bank and its employees comply with applicable laws... regulators and monitoring authorities with respect to compliance matters. Work closely with business partners to broaden...
Key Responsibilities Design, implement, and maintain the internal financial crime compliance framework to ensure...