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Keywords: Compliance Associate, Location: New York City, NY

Page: 2

2026 Campus Recruitment Legal & Compliance Department Consumer and Regulatory Compliance Associate

for: Ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank Regulatory... Compliance. Ensure accurate and meaningful compilation and reporting of periodic Reg-related metrics data. Acquiring...

Company: Bank of China
Location: New York City, NY
Posted Date: 12 Sep 2025

Associate, Corporate Compliance

Location Designation: Hybrid - 3 days per week Corporate Compliance partners with diverse business units to develop... and implement robust compliance programs, fostering integrity and minimizing risk. Collaborate with a dedicated team to craft...

Company: New York Life
Location: New York City, NY
Posted Date: 11 Sep 2025
Salary: $70000 - 90000 per year

Associate, Corporate Compliance

Location Designation: Hybrid - 3 days per week Corporate Compliance partners with diverse business units to develop... and implement robust compliance programs, fostering integrity and minimizing risk. Collaborate with a dedicated team to craft...

Company: New York Life
Location: New York City, NY
Posted Date: 11 Sep 2025
Salary: $70000 - 90000 per year

Registered Funds Compliance - Associate

is available at . Follow @blackstone on , , and . Business Unit: Blackstone’s Registered Funds Compliance Group. This position will focus...-end funds, open-end mutual funds, and ETFs) addressing day-to-day compliance matters for new and existing registered funds...

Company: Blackstone
Location: New York City, NY
Posted Date: 04 Sep 2025
Salary: $117000 - 150000 per year

Compliance Onboarding Associate

on their profiles. Identify and escalate any red flags or suspicious activities. Compliance: Ensure compliance with local... and compliance metrics. Assist in audits and regulatory inspections as required. Qualifications: Bachelor's degree in Finance...

Company: FalconX
Location: New York City, NY
Posted Date: 28 Aug 2025
Salary: $111000 - 150000 per year

Risk and Compliance Analyst / Associate (Japanese bilingual)

SUMMARY ACBD1 is a front office function serving Japanese corporate clients in the U.S. The Compliance and Risk... Management Unit, part of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 27 Aug 2025
Salary: $64500 - 85000 per year

Legal & Compliance Department-Consumer and Regulatory Compliance Team (CRCT) Associate

is responsible for ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank... Regulatory Compliance; Ensure accurate and meaningful compilation and reporting of periodic Reg-related metrics data; Acquiring...

Company: Bank of China
Location: New York City, NY
Posted Date: 25 Aug 2025

Legal & Compliance Department-Consumer and Regulatory Compliance Team (CRCT) Associate

is responsible for ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank... Regulatory Compliance; Ensure accurate and meaningful compilation and reporting of periodic Reg-related metrics data; Acquiring...

Company: Bank of China
Location: New York City, NY
Posted Date: 24 Aug 2025

Compliance Analyst

Job Description *Candidates must be permanent in the Associate Staff Analyst title. The goal of the Audits... & Compliance Unit within the NYPD's Personnel Bureau is to strengthen oversight, safeguard data integrity, and ensure compliance...

Company: City of New York
Location: New York City, NY
Posted Date: 02 Oct 2025
Salary: $79473 - 98705.52 per year

Compliance Vice President

Job Description: Compliance Associate – Vice President Guggenheim Securities Position Summary ·Guggenheim... Compliance Registration Team. This person will work closely with Compliance Officers, Human Resources, and Broker-Dealer...

Posted Date: 02 Oct 2025
Salary: $110000 - 135000 per year

Compliance Officer-NY

Senior Compliance Associate/Manager New York, New York, United States (On-site) Our client, a top-tier UHNW-focused... RIA and multi-family office based in New York City, is seeking a Senior Compliance Associate/Manager to join its growing...

Company: ECG Resources
Location: New York City, NY
Posted Date: 01 Oct 2025

Purchasing Compliance Analyst

Position Overview: The Purchasing Compliance Analyst reports to the Associate Manager of HLUS Strategic Sourcing... and Indirect Purchasing. The Purchasing Compliance Analyst is responsible for ensuring adherence to procurement policies...

Posted Date: 30 Sep 2025

Deputy Director, Compliance (OM/WBE)

and conduct audits, site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance, aligned... with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives and the...

Company: City of New York
Location: New York City, NY
Posted Date: 26 Sep 2025
Salary: $120000 - 130000 per year

Compliance Officer (OM/WBE)

with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance... to: - Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative...

Company: City of New York
Location: New York City, NY
Posted Date: 26 Sep 2025
Salary: $85000 - 97000 per year

Audit and Compliance Analyst

(the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). Under the... direction of the Manager of Audits and Compliance, the successful candidate will conduct audits and other reviews related to the...

Company: City of New York
Location: New York City, NY
Posted Date: 26 Sep 2025
Salary: $60549 - 80000 per year

Compliance & Network Engagement Manager

, improve patient outcomes, and streamline workflows. The Role We're seeking an Associate, Customer Compliance & Network..., and regulatory compliance with ease and precision. Our solutions of Snapshot, Signal, Navigator, and Workbench address the complex...

Company: Pratice Health
Location: New York City, NY
Posted Date: 25 Sep 2025
Salary: $140000 - 170000 per year

Financial Crimes Compliance QA - Analyst

General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States... for Mizuho Bank Ltd. and its U.S. subsidiary bank, Mizuho Bank (USA) and also provides compliance support services to Mizuho...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 18 Sep 2025
Salary: $95000 per year

MWBE & COMPLIANCE COORDINATOR

a detailed-oriented and analytical financial associate to join our finance team. The financial associate will play a critical... will report to the Executive Director of Finance and will be responsible for: - Ensure vendor compliance with agency rules...

Company: City of New York
Location: New York City, NY
Posted Date: 14 Sep 2025
Salary: $59420 - 80000 per year

Director of Building Safety & Compliance

management and emergency preparedness. We are seeking an experienced and dynamic Director of Building Safety & Compliance... estate development and property management. Regulatory Compliance: Ensure compliance with federal, state, and local...

Posted Date: 11 Sep 2025

Compliance Coordinator

Ultimate Care NY is seeking a highly organized and detail-oriented Compliance Coordinator to join our team. Under the... direction of the Director of Compliance, the Compliance Coordinator plays a key role in promoting adherence to state regulations...

Company: Ultimate Care NY
Location: Brooklyn, NY
Posted Date: 09 Sep 2025
Salary: $21 - 25 per hour