stakeholders including risk and control groups, audit, compliance, implementation, investor relations and operations Ensure...
counsel to implement recommended changes. Review and track compliance deliverables for each new assigned transaction. Set up...
and in-person events and partner firm sponsorships. Project manage initiatives through Blackstone and partner firm compliance...
exposure, threshold management, compliance, potential problems, and opportunities. Together, we will create a culture...
, and organizational skills. Proactive ownership, troubleshooting and resolution of issues as they arise. Ensure compliance...
, and organizational skills. Proactive ownership, troubleshooting and resolution of issues as they arise. Ensure compliance...
for state filing and compliance approvals. Supports the development of marketing plans and tactics for Business Solutions... and ensuring that materials are kept current for compliance purposes and are updated or revised to ensure adherence to compliance...
for state filing and compliance approvals. Supports the development of marketing plans and tactics for Business Solutions... and ensuring that materials are kept current for compliance purposes and are updated or revised to ensure adherence to compliance...
). Identify and evaluate risks related to compliance requirements, program/project processes and procedures, and governance...
for accuracy, quality, and compliance. Support value engineering efforts, design optimization, and innovation in design solutions...
with HR, Compliance and Risk leadership to get input and buy-in for talent programs and initiatives > Provide support...
, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines..., Legal/Risk/Compliance, and senior Firm leadership to drive initiatives to completion. Primary Responsibilities...
procedures to identify and minimize profit loss. Ensures compliance with state and local laws regarding regulated products (e.g...
procedures to identify and minimize profit loss. Ensures compliance with state and local laws regarding regulated products (e.g...
within JPMorganChase, you will lead efforts to identify and mitigate compliance and operational risks. Your role is crucial in maintaining... and implementation of comprehensive coverage and joint accountability models to promote early compliance and operational risk...
and replenishment of stock Adhere to asset protection programs and procedures to ensure audit compliance Foster an environment...
transaction flows. Familiarity with regulatory frameworks and compliance requirements (e.g., OFAC, AML, Travel Rule). Experience...
and replenishment of stock Adhere to asset protection programs and procedures to ensure audit compliance Foster an environment...
/ compliance, etc.). Provides feedback on and supports continuous improvement opportunities. Integrates information... recommendations to clients. Considers risk, internal controls and compliance as part of day-to-day accountabilities and adheres...
in operational policies and procedures to ensure compliance with the organization?s guidelines. Ensures activities are in compliance... policies such as hiring, performance appraisals, training, disciplining and salary recommendations. Ensures compliance...