should also be detail oriented and possess superior problem-solving skills, as seamless integration of compliance criteria aligned with the... the compliance approach for the project; perform code reviews of project plans for compliance with applicable codes...
. Ensures compliance with state and local laws regarding regulated products (e.g., alcoholic beverages and tobacco products...
, and organizational skills. Proactive ownership, troubleshooting and resolution of issues as they arise. Ensure compliance...
, and organizational skills. Proactive ownership, troubleshooting and resolution of issues as they arise. Ensure compliance...
procedures to identify and minimize profit loss. Ensures compliance with state and local laws regarding regulated products (e.g...
Dealer clients Knowledge of general elements of credit risk as well as legal/compliance related to Bank and Broker Dealers...
procedures to identify and minimize profit loss. Ensures compliance with state and local laws regarding regulated products (e.g...
agreements Ensure contract terms align with institutional policies and applicable laws. Research & Compliance Support Advise... Rule, IRB processes) Animal research compliance (e.g., IACUC) Support compliance with NIH, NSF, DOD, FDA...
our for instructions to submit your request. In compliance with local law, we are disclosing the compensation, or a range thereof...
duties, and compliance with governing documents and applicable laws. Draft and negotiate construction, vendor.... Provide guidance on regulatory and compliance issues, including those related to the Business Corporation Law (BCL...
, regulatory and compliance directives Able to offer information on general banking services and particularly the end-to-end cycle...
with the borrower to distribute required covenant compliance documents and communicate with the club or banking syndicate..., including covenant compliance reporting, amendments and waivers Monitor borrowers for key events that could have impact the...
desks. follow regulations and internal procedures, including quality of execution, pricing, and compliance policies...
, Compliance, Legal, Risk, Finance, Trading and other departments) Develop strong, effective, two-way working relationships... review, compliance, and record-keeping procedures Participate in projects involving the testing of new technology...
orders Follow hygiene standards and asset protection control and compliance procedures Foster an environment of acceptance...
, etc. Monitoring and ensuring compliance with investment guideline requirements Assist in preparation of business units and senior...
, etc. Monitoring and ensuring compliance with investment guideline requirements Assist in preparation of business units and senior...
, and trial). Advise clients on risk management, labor law compliance (e.g., NY Labor Law § 240/241), and indemnity issues...
transactions Assist with regulatory and compliance matters impacting structured finance, including securities law considerations...
with regulatory and financial compliance for internal and external reporting Prepare forecast of fund expense budget for new funds...