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Keywords: Compliance Associate – Asset Management, Location: London

Page: 4

Senior Human Resources Associate

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business..., Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused...

Location: London
Posted Date: 20 Mar 2025

Lead Associate SME, Corporate Actions

The Vacancy The Lead Associate - Corporate Actions is responsible for the administration and processing of corporate... and on time. Management of primary and secondary placing events. Ensuring the timely processing and delivery of shareholder...

Location: London
Posted Date: 19 Mar 2025

Associate/Senior Associate, Corporate Energy (Oil & Gas)

emissions targets IBMS, a biogas to hydrogen developer on its investment by Lazard Asset Management to create the platform... and lead large-scale due diligence exercises (both sell- and buy-side) and disclosure processes; Transaction management...

Company: Ashurst
Location: London
Posted Date: 14 Mar 2025

Senior Associate - Corporate Actions (WBS)

The Vacancy The Senior Corporate Actions Associate is responsible for the administration and processing of corporate... and any associated claims; ensuring that they are completed accurately and on time. Management of primary and secondary placing events...

Location: London
Posted Date: 11 Mar 2025

Controllers-London-Associate-Product Controllers

within Goldman Sachs Asset Management division with oversight over complex private funds. Controllers ensure that the Firm meets... in compliance with the regulations governing transactions in the financial markets. OUR IMPACT We're a team of specialists...

Company: Goldman Sachs
Location: London
Posted Date: 06 Mar 2025

Client Onboarding/Sales Support Associate, Sales Associate, State Street Global Advisors

Client Onboarding/Sales Support Associate, Sales Associate, State Street Global Advisors Who... we are looking for State Street Global Advisors (SSGA) is seeking a motivated Client Onboarding / Sales Support Associate to work within the UK...

Company: State Street
Location: London
Posted Date: 06 Mar 2025

Associate, Quality Control (French Language Skills)

, and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing... and JCIB sides, Paris Compliance and Risk Department, and as the case may be Paris branch General Management) Organize a KYC...

Location: London
Posted Date: 19 Feb 2025

FS Regulatory Associate (NQ-2 PQE) - Top-Tier London Law Firm

management, payments, and fintech Regulatory compliance, governance, and risk management Engagement with regulators such as the...A top-tier London law firm is seeking a talented Financial Services Regulatory Associate (NQ-2 PQE) to join its market...

Company: EJ Legal
Location: London
Posted Date: 16 Feb 2025
Salary: £110000 - 125000 per year

Associate, Finance Regulatory

: Experience in buy-side fund and asset management regulation, including AIFMD, ESG regulations, MiFID, and IFPR...Associate, Finance Regulatory About Ashurst Ashurst is a leading progressive global law firm with a rich history...

Company: Ashurst
Location: London
Posted Date: 15 Feb 2025

Real Estate Investment Performance and Analytics Associate

Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist... Overview Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist...

Company: TIAA
Location: London
Posted Date: 08 May 2025

Associate, ABS Credit Trader

, if any, under Compliance Risk Management and Operational Risk Management Assurance. Ensure that the business meets its obligations the... Finance / Asset Backed Securities markets. The SPT desk is an established industry participant in trading, investing...

Location: London
Posted Date: 07 May 2025

Portfolio Modelling Associate, International Real Estate Investor, London, UK

appraisal management Monitor debt compliance at fund and asset levels Support on current portfolio database maintenance Who... management of the current assets through financial modelling at a fund and asset level. The role will partner with senior...

Location: London
Posted Date: 02 May 2025

International Finance, Corporate Finance, Associate

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment...

Company: Blackstone
Location: London
Posted Date: 25 Apr 2025

Funds Finance Associate/ Assistant Manager

· Monitoring Borrowing Base Certificates, Compliance Certificates, Net Asset Value Reports and periodic financial statements... accurate and efficient management of the fund finance loan portfolio, including new loans booked in line with policies...

Location: London
Posted Date: 25 Apr 2025
Salary: £70000 per year

IT Support Specialist (Associate III - Cloud Infrastructure Services)

disruption. Support and maintain asset tagging, CMDB updates, and lifecycle management of IT infrastructure. Oversee Co... of Windows OS, cable patching, and PC builds. Familiarity with asset management tools, CMDB, and ITSM platforms. Clear...

Company: UST
Location: London
Posted Date: 18 Apr 2025

Controllers, Legal Entity Controller, Associate, London

Group teams within Controllers support the alternative investments within Goldman Sachs Asset Management division... compliance support, our work contributes directly to the firm's success. The business is ideal for collaborative individuals who...

Company: Goldman Sachs
Location: London
Posted Date: 11 Apr 2025

Associate Director, Legal (Specialist Function)

funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets... efficiency, and navigate the operational complexities of today's investment management landscape. As a division of Mitsubishi UFJ...

Location: London
Posted Date: 09 Apr 2025

Controllers-Funding Product Controllers-London-Associate

within Goldman Sachs Asset Management division with oversight over complex private funds. OUR RESPONSIBILITES Preparing the daily... in compliance with the regulations governing transactions in the financial markets. OUR IMPACT Funding Controllers is part...

Company: Goldman Sachs
Location: London
Posted Date: 05 Apr 2025

Senior Associate/Legal Director

, including corporate and bulk annuity transactions, reorganisations, benefit redesign and liability management projects... focused support and advice on: Drafting and interpretation of trust deeds and rules and other scheme documents Compliance...

Company: DLA Piper
Location: London
Posted Date: 04 Apr 2025

Senior Associate Knowledge Lawyer / Knowledge Director - Tech Group (UK Lead)

clients on a range of matters including: Tech advisory and compliance - including laws relating to AI, data protection.... Creation, management and maintenance of tech and commercial contacting templates, precedents and tools, including identifying...

Company: Clifford Chance
Location: London
Posted Date: 28 Mar 2025