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Keywords: Compliance Officer, Location: Central and Western District, Hong Kong

Page: 10

AML Analyst - Maker, (Contract)

as an AML Advisory Officer and play a crucial role in ensuring compliance and due diligence for our valued clients. Our client... as a AML Advisory Officer . In this role, you will support key compliance efforts by conducting name screenings, assessing...

Posted Date: 04 Dec 2025

TRADING MANAGER / SHIPPING MANAGER – trading building materials (Sheung Wan)

in China and Southeast Asia Supervise one Trading Officer responsible for preparing full sets of shipping documents... order fulfillment Monitor shipment schedules, resolve operational issues, and maintain compliance with international trade...

Posted Date: 04 Dec 2025

ECM Analyst / Associate,Equity Capital Markets (SFC licensed firm 1,2,4,6 &9)

Officer to join their operation team Our client offers an attractive remuneration package and a range of benefits, including... all regulatory and compliance standards are met. Ad-hoc Projects: Undertake other strategic projects and duties as assigned...

Posted Date: 04 Dec 2025

Head of Innovation & Digital Partnership - Hang Seng Bank (HK)

. Reporting directly to the Chief Information Officer (CIO), this senior role is pivotal in shaping our technology future...'s risk, compliance, and commercial objectives Qualifications Proven senior-level experience in an innovation...

Company: HSBC
Posted Date: 04 Dec 2025

Assistant Vice President, AML Advisory & Training

training to all staff Liaise and co-ordinate with internal audit and compliance review functions for audits, reviews... of ACAMS, ECF on AML / CFT certification or equivalent Minimum 7 years of financial crime compliance experience...

Posted Date: 03 Dec 2025

Assistant Vice President, Investment & Insurance Sales Management (Taiwan Focus)

Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance... Officer....

Posted Date: 03 Dec 2025

Senior or Associate, Investment Products (Funds Team)

Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance... Officer....

Posted Date: 03 Dec 2025

Assistant Manager/Manager, Credit Policy & Project Management

request by contacting our Personal Data Compliance Officer.... related to compliance with the Banking (Exposure Limits) Rules and the Bank's loan portfolio concentration risk Conduct...

Posted Date: 03 Dec 2025

Vice President, Rewards

Compliance Officer....

Posted Date: 03 Dec 2025

AML Analyst - Maker, (Contract)

? Join a dynamic team as an AML Advisory Officer and play a crucial role in ensuring compliance and due diligence for our valued... professional to join our team as a AML Advisory Officer. In this role, you will support key compliance efforts by conducting name...

Posted Date: 02 Dec 2025

MLRO/CO (MNC Payment Group, MSO)

requirements within the organization Act as the Compliance Officer and Money Laundering Reporting Officer (CO & MLRO) for the MSO...Job Description Responsible for overseeing the compliance framework and ensuring adherence to regulatory...

Posted Date: 30 Nov 2025

Sponsor Principal RO (Chinese state owned securities )

Responsibilities: Act as a Responsible Officer, ensuring robust oversight of SFC-regulated activities in compliance... activities Manage corporate finance transactions which include due diligence work, record keeping, internal compliance work...

Posted Date: 30 Nov 2025

Key Investment Personnel (KIP) -Chinese securities

in the market Follow any compliance requirements and manage risk control of the responsible products Requirements... At least 5 years' fund manager experience in publicly offered funds or mutual funds, Current SFC Type 9 Responsible Officer (RO...

Posted Date: 30 Nov 2025

SFC Type 6 RO (Or those eligible to be RO Type 6 welcome to apply)

Rules and Takeovers Code. Act as the Responsible Officer for Type 6 regulated activities under the SFC. Manage daily... operations to ensure compliance with regulatory requirements and applicable laws. Perform other ad-hoc duties as requested...

Posted Date: 29 Nov 2025

Investment Operations Manager

Investment Operations Manager will report to Chief Operating Officer and be responsible to oversee the middle office functions..., and external service providers Ensure compliance with regulatory requirements and internal policies Identify and implement...

Posted Date: 29 Nov 2025

Assistant Claims Manager

Responsibilities - Assist Claims Manager to handle international claims services in compliance with company policies; - Conduct... disciplines can be considered for the position of Senior Claims Officer. We offer competitive remuneration package. Potential...

Posted Date: 29 Nov 2025

Head of Security, General Administration Services, Operations

for improvement to keep in line with modern technology and prevailing crime trend Act as “Principal Liaison Officer” of the Bank... compliance with the Bank rules, polices and regulations To provide regular training to staff related to security measures...

Company: Fubon Bank
Location: Central, Hong Kong
Posted Date: 28 Nov 2025

Director, Strategic Policy Insights

management and subsequent internal and external engagement across GPRA, the Hong Kong Chief Compliance Officer, and senior.... Compliance Policies and Standards Managing regulatory relationships What we offer In line with our Fair Pay Charter...

Posted Date: 27 Nov 2025

Fund Manager,RO Type 9, Asset Management

and product development. 5. Supervise all Asset Management activities to ensure full regulatory compliance. 6. Establish...-leadership experience. 4. Hold an unconditional Type 9 Responsible Officer (RO) license issued by the SFC. 5. Familiar...

Posted Date: 25 Nov 2025

Safety Manager

with independent working with strong self-initiative. Conduct safety checks on venues and events to ensure compliance... experience. Registered Safety Officer qualification under the Factories and Industrial Undertakings Regulation. At least 5...

Posted Date: 25 Nov 2025