& Post-doctoral Fellow Applications are invited for appointment as Research Officer / Assistant Research Officer in the... would be distinct advantages. Those with less experience will be considered for appointment as Assistant Research Officer. The...
license compliance 3) Secretarial Liaise with company secretary and prepare board meeting minutes Handle Companies... Ordinance filings (BR) and regulatory submissions (annual reports, etc.) Support management with documentation and compliance...
service and compliance. Monitor benefit utilization and recommend enhancements aligned with employee needs and brand... values. 3. Compliance & Governance Ensure compensation and benefits practices comply with local labor laws and internal...
reports on security incidents and improvements. Ensure compliance with SFC rules Align with group policies to ensure...
and compliance. Job Offer Opportunity to work in a reputable financial services organisation. Professional and structured...
license compliance 3) Secretarial Liaise with company secretary and prepare board meeting minutes Handle Companies... Ordinance filings (BR) and regulatory submissions (annual reports, etc.) Support management with documentation and compliance...
: Perform general accounting duties, full set of books and handle financial reporting in compliance with company policy Manage...
workflows (e.g., trading, clearing, hold/release fund with bank host, stock transfers, compliance reporting). Execute...
compliance and governance processes Undertaking ad-hoc projects and other duties as required What we're looking for 1+ year...
, preferably with working experience in operations or project team Good knowledge of operations compliance is an added advantage...
during business development Compliance and Risk Management Strictly comply with relevant laws, regulations, and internal company... rules governing the securities industry to ensure operational compliance Assist in risk management to identify potential...
fees/financing, and reconciling positions (including OTC options). Assist with compliance and risk management tasks...
incoming e-mails/mails Liaise with auditors for audit and tax issues Ensure compliance with financial regulations...
, and compliance with internal policies. * Ensure adherence to established control procedures and spending guidelines...
Responsibilities: 1. Provide comprehensive company secretarial and compliance support for the Group, which comprises... system for all company records to ensure compliance and easy access to documentation; 5. Perform clerical duties...
cases covering securities workflows (e.g., trading, clearing, hold/release fund with bank host, stock transfers, compliance...
actions, nominee services, IPO & placement Follow up confirmation, Fund transfer & Trading matching Perform compliance...
and across other University departments. Evaluate information systems for compliance with security policies and recommend corrective actions...
from listed companies preferable Good knowledge of Listing Rules, SFO reporting requirements and other compliance regulations...
Review work procedures / work system and ensure compliance with the Association’s financial rules and regulations in the...