limits, and client margin requirements to ensure compliance with internal risk management policies Present information...
and Procedure Development: Assist the legal team to develop and update company policies and procedures to ensure compliance...
, written response (e.g. letter, e-mail, live chat and fax) in a professional manner and in compliance with all internal...
, written response (e.g. letter, e-mail, live chat and fax) in a professional manner and in compliance with all internal...
bookings. Maintain and update travel and expense records. Liaise with internal teams and external vendors. Ensure compliance...
Maintain and update statutory records and comprehensive filing and database systems Ensure compliance with corporate...
to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities...
business operates in accordance with the Company and regulatory compliance & with robust internal control. Underwriting... industry Familiar with local regulations and compliance Knowledge of scanning and new business administration workflow...
-related policies, procedures, and product documentation. Collaborate with internal departments - including Legal, Compliance...
services. Assisting customers with account-related queries and transactions. Ensuring compliance with company policies...
. Ensure compliance with company policies and budget limits. The Successful Applicant Bachelor's degree in Business...
Requirements: Undergraduate Degree in Law, Accountancy, Finance, or related disciplines; Minimum 1-2 years of compliance...
counterparties Manage transaction processes including reporting and file submissions to internal departments such as Compliance... with a good understanding of transaction workflows and compliance requirements Proven ability to work independently...
and requirements of assigned sourcing projects. Conduct price analysis to ensure compliance with procurement policy and work...
Ensure compliance with listing rules and corporate governance requirements To assist in preparation of annual report...
efficiency and reduce operational risk Ensure the transactions are compliance with internal and external rules and regulations...
, reconciliation and static data maintenance, etc; Ensure operational procedures are in compliance with all applicable regulatory...
accuracy and completeness. Validate necessary documentation to support billing activities. Ensure compliance with applicable..., or financial operations (minimum 1 year preferred). Knowledge of billing procedures and regulatory compliance. Proficiency...
Assurance System Compliance is preferred Uniform and shift duty is required Good command of spoken and written English...
Maintain proper statutory records, ensure compliance with relevant statutory/regulatory requirements Draft and review annual... listed companies Solid knowledge in Companies Ordinance, Listing Rules, SFO reporting requirements and other compliance...