COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...
, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer within the Compliance... and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer - EH&B...’s regulated insurance brokerage businesses. The Senior Compliance Officer - EH&B will cover an array of issues and will support...
. Job Description: Based in New York City or Boston, the role of Chief Compliance Officer—Manulife Investment Management Private Markets... originated middle market senior loans and US commercial mortgage real estate loans. Responsible for the design and management...
commercial and risk-aware solutions to unprecedented questions. Capable of articulating a researched perspective to senior...'s parent company is KKR & Co. Inc. (NYSE: KKR). TEAM OVERVIEW KKR's Compliance team is responsible for developing...
Job Category: Credit Risk Job Description: As the Managing Director, Senior Credit Strategy Officer, Chase Auto... risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making for complex...
of consumers, merchants and businesses. The Senior Manager will join at team responsible for overseeing a portfolio with exposure... of over $5 Billion. You will be a Risk Officer on the front line, protecting our merchant business P&L from loss...
Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds... for some of the most complex and dynamic fund structures in the industry as Chief Compliance Officer, working closely with the Board...
Chief Compliance Officer and commercial resources. Risk Assessment: Demonstrate strategic leadership assessing the... Compliance Officer in New York, NY. Job Description Essential Responsibilities Development Compliance Risk Management...
and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product... planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities...
The Business Risk Officer is a strategic professional who stays abreast of developments within own field... for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business...
with senior management and business personnel on risk issues. Responsible for The credit officer will be responsible for the...VP Latin America Credit Risk Officer The Latin America Credit Risk Management credit team is tasked with managing the...
their financial goals. As a leading commercial bank, we remain passionate about serving our clients and supporting our communities..., and enjoy meaningful work! Community Liaison Officer (CLO) is responsible for originating residential mortgage loans primarily...
, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial... and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business...
Relationship Manager/Deposit Officer to join our Commercial Real Estate (CRE) team in New York. This role is primarily responsible...”, is a full service commercial bank chartered by the State of New York and a member of the Federal Deposit Insurance Corporation...
and managing the cyber governance, risk, and compliance (GRC) process Reporting to the most senior levels of the organization (the...Job Description & Responsibilities: Persistent Systems is seeking a Chief Information Security Officer (CISO...
, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... Crossings. Liaises with EMEA and Tokyo Compliance to ensure global consistency where necessary and/or desirable. Performs...
Manager, Quantitative Analyst - Commercial Credit Modeling Team At Capital One data is at the center... One's Commercial Bank Team has a $100B+ loan portfolio that has grown organically and via acquisitions, covering C&I, CRE...
role: Provide top-notch executive assistance to a Senior Executive, the Chief Compliance Officer, this role...Senior Executive Assistant Who we are: American International Group, Inc. (AIG) is a leading global insurance...
Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. Our team focuses on Risk... and control experts. As a Rates Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the...