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Keywords: Compliance Project Manager - Capital Markets, Location: New York City, NY

Page: 5

VP, US Structured Credit Ratings, Funds - New Issue

manager’s capabilities and track record, the fund investment portfolio, transaction capital structure, and legal documents... surveillance, analysis, administration and research. Adhere to compliance, regulatory and company policies and procedures...

Company: DBRS Morningstar
Location: New York City, NY
Posted Date: 16 Oct 2025

Managing Director, US Broker Dealer CCO

Capital Markets Compliance team is hiring for a CCO of it's two US broker-dealer entities in New York, BMO Capital Markets... and regulatory requirements. Serves as a specialist resource within BMO Capital Markets with advanced knowledge of regulatory...

Company: Bank of the West
Location: New York City, NY
Posted Date: 16 Oct 2025

VP, US Structured Credit Ratings, Funds - New Issue

manager’s capabilities and track record, the fund investment portfolio, transaction capital structure, and legal documents... surveillance, analysis, administration and research. Adhere to compliance, regulatory and company policies and procedures...

Company: Morningstar
Location: New York City, NY
Posted Date: 16 Oct 2025

Retirement Plans Investment, Senior Associate

for clients, people, society and the planet, while building trust in capital markets. Enabled by data, AI and advanced..., and managing day-to-day issues. Work with EY Independence to ensure all investments are in compliance with Independence joint...

Company: EY
Location: New York City, NY
Posted Date: 10 Oct 2025

Palantir Engineer - Senior - Consulting - Location Open

, people, society and the planet, while building trust in capital markets. Enabled by data, AI and advanced technology, EY... a better working world. Tech Consulting - Palantir Data Engineer - Manager The opportunity We are looking for a hands...

Company: EY
Location: New York City, NY
Posted Date: 09 Oct 2025

Vice President, Risk / Policy Management

Development Director, Capital Markets Analyst, or a related role. Requires Three (3) years of experience with: programming using... in the firm while ensuring compliance with various regulatory requirements (US, UK, EU) and internal standards. Research...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 02 Oct 2025
Salary: $190000 - 205000 per year

Associate Vice President, ESG Data Operations

or other business-related discipline Experience Required Minimum of 10 years of experience in high quality, global capital markets..., compliance and audit to scope out requirements for documentation for ESG investment process, fund specific requirements...

Posted Date: 02 Oct 2025
Salary: $150000 - 175000 per year

Assistant Vice President, Credit Ratings, US Structured Credit, Funds - New Issue

investment portfolio, transaction capital structure, and legal documents. Participate in onsite manager due diligence meetings... reports, among other relevant disclosures. Conduct analysis on the fund manager’s capabilities and track record, the fund...

Company: Morningstar
Location: New York City, NY
Posted Date: 02 Oct 2025

Assistant Vice President, Credit Ratings, US Structured Credit, Funds - New Issue

investment portfolio, transaction capital structure, and legal documents. Participate in onsite manager due diligence meetings... reports, among other relevant disclosures. Conduct analysis on the fund manager’s capabilities and track record, the fund...

Company: DBRS Morningstar
Location: New York City, NY
Posted Date: 01 Oct 2025

Executive Assistant

ERP platform for private markets. Traditional ERP solutions don't work for Private Funds. Private capital markets need..., purpose-built for everyone in venture capital, private equity and private credit. Trusted by 65,000+ companies in 160...

Company: Carta
Location: New York City, NY
Posted Date: 01 Oct 2025

Corporate Advisory Business Management - Senior Associate

ideas and project management Support the Global Business Manager as a trusted advisor to the heads of Corporate Advisory... enhance their impact in the global economy. We offer comprehensive advice and capital solutions, collaborating with teams...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 24 Sep 2025

Digital QualityTransformation - Senior Consultant - Life Sciences (QMS)

Reliance, Argus, Calyx) in the roles of business process analyst, technical writer, project manager, computer systems..., people, society and the planet, while building trust in capital markets. Enabled by data, AI and advanced technology, EY...

Company: EY
Location: New York City, NY
Posted Date: 23 Sep 2025

Design Coordinator Rail & Transit

, budgeting, and schedule management for major capital projects. Reporting Reports to the Delivery Partner’s Project Manager... activities, managing procurement processes, and ensuring compliance with project requirements, federal regulations, and industry...

Company: Parsons
Location: New York City, NY
Posted Date: 19 Sep 2025
Salary: $100900 - 176600 per year

Director, Counsel - Cash Management

Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro..., Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia...

Posted Date: 18 Sep 2025

Associate Director - PMO

, and be accountable for leading and maintaining exceptional safety, quality, cost, schedule, sustainability and project compliance... expertise and project delivery consultancy to unlock the potential in every project. The Project: The client is a global firm...

Company: Mace Group
Location: New York City, NY
Posted Date: 10 Sep 2025
Salary: $170000 per year

Fund Controller – Hedge Funds

complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world...PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest...

Company: PIMCO
Location: New York City, NY
Posted Date: 31 Aug 2025

Vice President, Financial Institutions Group (FIG) Investment Banking

across a full suite of products to clients through an integrated Capital Markets platform using a sector ecosystem approach...Application Deadline: 09/13/2025 Address: 151 W 42nd Street Job Family Group: Capital Mrkts Sales & Service The...

Company: Bank of the West
Location: New York City, NY
Posted Date: 30 Aug 2025

Municipal Finance, Renewable Energy Tax Credits - Originations

Job Description What is the opportunity? RBC Capital Markets is the global investment banking arm of the Royal Bank... Type: Full time Platform: CAPITAL MARKETS Job Type: Regular Pay Type: Salaried Posted Date: 2025-08-26 Application...

Posted Date: 29 Aug 2025

Tax Global Information Reporting - Senior Associate

Industry/Sector Banking and Capital Markets Specialism Industry Tax Practice Management Level Senior Associate... Job Description & Summary At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance...

Company: PwC
Location: New York City, NY
Posted Date: 23 Aug 2025

Associate, Power, Utilities & Infrastructure (PU&I), Investment Banking - New York

execution across a full suite of products to clients through an integrated Capital Markets platform using a sector ecosystem... experience (e.g., Power, Renewables, Utilities, Infrastructure) is highly desired. Knowledge of capital markets, investment...

Company: Bank of the West
Location: New York City, NY
Posted Date: 21 Aug 2025
Salary: $175000 per year