William Rose Associates is currently partnering with an established Investment Manager based in London..., which is looking for a Senior Regulatory Reporting to join the firm. ESSENTIAL SKILLS: Senior Regulatory Reporting * Regulatory Reporting...
payroll processes and maintain tracker for all payroll input as well as HMRC annual/monthly reporting - Verify the... reimbursement requests, ad hoc items, monthly reporting, etc.) - Act as main point of contact for payroll processing with external...
: Conducting regular risk assessments to identify, monitor, and mitigate operational or compliance risks. Auditing & Reporting...: Planning and performing audits, maintaining accurate compliance records, and reporting on compliance status to senior...
A mid-sized asset management firm based in London's West End is seeking a Compliance Officer to join its established... compliance function. This is a broad, hands-on generalist role offering exposure across advisory, monitoring, and regulatory work...
notifications/updates required Provide effective governance through regular conduct and compliance risk reporting to ExCo/Board... Head of Compliance & Conduct Risk you'll lead Metro Bank's second-line oversight of compliance and conduct, ensuring...
manager to ensure all compliance milestones are met during the project lifecycle. Oversee and/or assists in the development... pushing for better. Join us on our journey to #ForeverCaring as a CSV Senior Compliance Advisor, and you’ll do the same. The...
Job Description Compliance Associate London | Up to £75,000 + c.20% discretionary bonus + benefits A leading... international financial services firm is seeking a Compliance Associate to join its central Risk & Compliance function. This newly...
financial institution (investment bank, corporate bank, asset manager, etc.) Compliance specific industry certifications... visit In supporting the Firm in meeting its regulatory obligations, Compliance provides expert advice, oversight...
financial institution (investment bank, corporate bank, asset manager, etc.) Compliance specific industry certifications... visit In supporting the Firm in meeting its regulatory obligations, Compliance provides expert advice, oversight...
compliance tasks including but not limited to: Own and lead the Compliance reporting process, which includes compiling... and compliance findings for tracking and reporting purposes Assist as needed on global compliance projects. Interact with the front...
(working alongside Compliance Monitoring Manager). You'll identify and manage key areas of regulatory risk and provide guidance.... You will collaborate with general compliance colleagues across the Pan-European region. Reporting line depends on the candidate's seniority...
activities and output to enable Compliance Reporting. Production of high-quality reports arising from scheduled or ad-hoc... any delivery concerns with the Senior Compliance Manager and/or Head of Risk & Compliance and escalating to the relevant Executive...
domains including AML, sanctions compliance, ESG reporting readiness, and additional cross-functional compliance obligations... standards, reporting timelines, and internal guidance to support compliance with emerging sustainability regulations. Cross...
across the wider Compliance team and other business areas. Reporting to the Compliance SMF-16 for AXIS Managing Agency Limited... business with Senior Manager Function regulatory applications. Contribute to the delivery of the annual Compliance Plan...
and banking enquiries. You will report directly to the Compliance Manager EMEA and regularly collaborate with the wider global... investigations and reviews as directed by the Manager and Compliance Director. Contribute to project work related to payments...
queries and breaches with confidentiality and sensitivity. Support Senior Compliance Manager with roll-out of Personal... Compliance training, and MI requirements for Board and Committee reporting. Carry out additional duties as assigned...
and procedures. Conduct compliance monitoring and reporting activities. Support the preparation of regulatory filings... organisation. Compliance Analyst role within Wealth and Asset Manager.Junior Compliance Analyst role within UK Financial...
audits. Establish monitoring, logging, and reporting mechanisms for ongoing compliance validation. Ensuring SOX compliance... Manager (CISM), or Certified Governance of Enterprise IT (CGEIT). 5+ years of experience in risk, compliance, or governance...
Compliance Systems Manager – Intapp Specialist Location: London (Hybrid) | Type: Permanent We are working... with a leading international law firm that is seeking a Compliance Systems Manager to lead its Intapp platform and related compliance...
Our client is looking for a Head of Compliance and Regulation. This role plays a key role in the development..., implementation and execution of a risk management and compliance strategy. The Regulatory & Compliance Lead supports their clients...