Software Guidance & Assistance, Inc., (SGA), is searching for a Conflicts Compliance Officer for a FULL TIME assignment... firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the...
review by the Conflicts Counsel and/or General Counsel). Assist the General Counsel, Chief Operating Officer (“COO... (e.g. Upfront, Intapp, E-Valuate etc.) as typically employed by sophisticated law firms with risk/compliance/conflicts...
Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information... of Jobs - Compliance / Financial Security Job title Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA...
Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information... of Jobs - Compliance / Financial Security Job title Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA...
Summary: The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer - Americas is responsible for the.... Management and Reporting The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance...
with and to continue growing and learning collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead..., flexible, innovative and adaptive Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech...
U.S. Compliance Officer, Full Time - New York What will you do? Providing advisory and monitoring activities in support... line and functioning as an escalation point for compliance issues and conflicts of interest; Identify, track...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...
. The team implements and monitors the firm's compliance programs to train employees, review and analyze conflicts..., wall crossing and conflicts of interest matters, comporting to applicable regulation and Compliance policies and procedures...
leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...
for encumbering an Artificial Intelligence Officer role. In these roles, incumbents will be responsible for shaping and influencing... and controls. The Artificial Intelligence Officer role requires a deep understanding of policy, standards and governance...
administrative support to four senior executives: the Chief Revenue Officer (CRO), Chief Growth Officer (CGO), Chief Technology... Officer (CTO), and Chief Science Officer (CSO). In this integral role, you will manage complex calendars, coordinate travel...
for every future! Purpose The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US CISO..., organizational risk practices and evolving business practices. Ensures all activities conducted are in compliance with governing...
, and BU Chief Operating Officer to develop and implement strategy and encourage cross-selling. Ultimately responsible for client... of status of major projects within the Region. Ensures deliverable quality and enforces compliance with established quality...
and compliance; - Manage issues relating to records retention, identifying information law, required agency reporting, conflicts... MOCS Director serves as the City Chief Procurement Officer. MOCS team members operate in a collaborative, service...
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Standard Work Schedule: 9AM-5PM, M..., succession planning, professional development, and employee engagement. Ensures compliance with Human Resources and departmental...
financial crime,The Anti-Money Laundering Compliance Officer (AMLCO) position will advise on transactions and products, consider... Location New York Overview Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation...
the NYC Conflicts of Interests Rules, the Freedom of information Law (“FOIL”), investigations and other agency matters..., scopes of work, and requests for proposals to ensure compliance with Procurement Policy Board Rules, the NYC Charter...
crime. The Anti-Money Laundering Compliance Officer position will advise on transactions and products, consider potential... Location New York, NY Overview Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation...
Agreements: - Assist OMB's Privacy Officer in ensuring agency compliance with City, State and federal privacy laws. - Draft..., legislation, conflicts of interest, employment law, and other general legal matters. Counsel's Office is responsible for legal...