Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...
Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities..., which include and are not limited to: - Work closely with the Deputy Director to ensure agency accountability and compliance...
with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance... to: - Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative...
oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...
Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team, you will serve as the... Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds...
and reporting to the Vice President, Legal & Compliance, Infrastructure, this Director, Legal & Compliance, Infrastructure... specific to Infrastructure business. Support the Chief Compliance Officer for an SEC regulated subsidiary. Support the legal...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas and the Head of ICBRC in Head Office...
Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas and the Head of ICBRC in Head Office...
Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
Regulatory Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
of New York City as an NYPD officer, state senator, and Brooklyn borough president. The Adams' administration is leading the... agencies. The Problems You'll Solve Reporting to the First Deputy Chief Business Diversity Officer with wide latitude...
and outsourced Chief Compliance Officer functions. What you'll do You'll independently manage client engagements, providing..., accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce...
. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president... and conduct audits, site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance, aligned...
requirements. Management and Reporting The ICBRC Compliance Officer reports directly to the Head of GMRC in the Americas...Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the...
Job Category: Credit Risk Job Description: As the Managing Director, Senior Credit Strategy Officer, Chase Auto... risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making for complex...
for an interview. The New York City Department of Design and Construction is seeking to hire a Deputy Director and M/WBE Officer... Deputy Director will provide strategic leadership of the M/WBE Compliance Unit. The M/WBE Compliance unit is responsible...
Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking to hire an Admin Procurement Analyst... to perform duties as a Director of Contract Processing & Registration. Division/Work Unit: Finance / ACCO. The Finance Division...
into five bureaus, each led by an Assistant Commissioner: Bureau of the Agency Chief Contracting Officer; Bureau of Budget...; Bureau of the Controller; Bureau of Finance Administration and Planning; and Bureau of Revenue. The Director of Health...
of benefits to its employees. Role Description The Securitized Products and Capital Solutions Business Control Officer... directly to the Coverage and Capital Markets/Structured Finance Solutions Vertical Business Control Officer. Role...
for the Director of Facades/Local Law, Chief Compliance Officer, Executive Engineer and Assistant Commissioner to assist...Job Description Under direction, the Compliance Specialist performs responsible supervisory and detail-oriented work...