and either the Series 66 license or the combination of Series 63 and Series 65 licenses. Experience: Minimum of two (2) years...FINANCIAL ADVISOR Status: Full-Time Base Salary + Team Based Production Bonus + Full Benefits + Industry Leading...
(GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two or more years of industry experience preferred... Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients...
Certifications: NASD licenses Series 7, 65 & 63 or 66 - Required. Appropriate state insurance licenses - Required. It... Financial Advisor (FA) and the Bank’s clients with the administrative and service functions of the business. As a team, the CSAs...
Series 7, and 66 (or 63 and 65) required upon hire or within 120 days of hire date Strong oral and written communication... against suitable client need and, where necessary, refer Financial Advisor inquiry to the right internal partner Deeper specific...
selling Proficiency in Spanish preferred Required Licensing/Registration: SIE, Series 7, Series 66 (or 63 and 65... and business which have significant financial implications. Serve as a trusted advisor to clients who frequently seek strategic...
supporting advisor-led and/or discretionary portfolio management models. Certifications: FINRA Series 7 and Series 24... licenses. Series 65 or 66 preferred. It Would Be Nice For You To Have: Established work history or equivalent...
Required Qualifications: Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8... Advisor teams and deliver outstanding client service Supervises financial transactions and operations to drive risk...
certification preferred Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required Additional... experience. In supporting Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams, this role will focus on assisting...
: Education and/or Experience Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two... orders at the direction of clients and/or Financial Advisor(s), discuss reinvestment options and corporate actions...