$25 MM+ in client assets and hold an active Series 7 & 66 (or 65), you can step into an 82.5 % RIA payout day one—no... and firm branding. Ideal Candidate Series 7 and 66 (or 65) in good standing. $25 MM+ in verifiable client AUM. Clean...
• Life & Health Licensed • SIE, Series 7, & 63. (Series 65 or 66 preferred) About Company: MassMutual Metro New York is a top...’s objectives, risk tolerance, and time horizon. • Holistic Financial Planning: Deliver advanced planning strategies including...
: Education and/or Experience Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two... of clients and/or Financial Advisor(s), discuss reinvestment options and corporate actions with clients at the direction...
& 66 (or combination of both Series 63 & 65) preferred Skills: Account Management Client Management Customer... up on all client and Financial Advisor (FA) requests Assists with ensuring practices are in alignment with the bank...
: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. Must meet ALL US FINRA Registration requirements within 150 days... partners where appropriate (including, but not limited to Lending Consultants and Financial Advisor, Small Business Partners...
. Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. Must meet ALL US FINRA... opportunities to segment partners where appropriate (including, but not limited to Lending Consultants and Financial Advisor, Small...
employees Series 7/66 or 7/63/65 required role may require travel to different local branch offices About us UBS is the... Development based in Weehawken, NJ. This team acts as trusted advisor to our Field Leaders and Financial Advisors. We will drive...
, 65 or 66 licenses, and State Life & LTC Insurance License Preferred: Advanced Advisor/ Planning Designation If hired..., Banking, Investment Management, Insurance Planning, Trust & Estate Planning Required License or Certification Type: Series 7...
7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two or more years of industry experience preferred... Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients...
, etc.) Microsoft Office proficient FINRA Series 7 and Series 65 or 66 preferred This role requires FINRA Associated Person pre-hire... to advisors on system navigation and form completion o Completing supervisory reviews to document advisor outreach attempts...
, etc.) Microsoft Office proficient FINRA Series 7 and Series 65 or 66 preferred This role requires FINRA Associated Person pre-hire... to advisors on system navigation and form completion o Completing supervisory reviews to document advisor outreach attempts...
Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two or more years of industry experience...Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs...
: Education and/or Experience Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two... of clients and/or Financial Advisor(s), discuss reinvestment options and corporate actions with clients at the direction...
in Microsoft Office Suite • Adhere to all applicable compliance requirements Qualifications: • Series 7 License • Series 66 (63/65...Are you an experienced Financial Advisor seeking an opportunity to serve clients better? At Prudential Advisors, we can...
: Series 7 & 66 or BOTH 63 & 65; must obtain all state registrations held by the Financial Advisor(s) and Advisor Team... Financial Advisor (FA) team to further develop and enhance existing client relationships. Key responsibilities include serving...
Required Qualifications: Series 7, 63/65 or 66 or equivalent; must obtain all state registrations held by the Financial Advisor... with the Financial Advisor and/or team Senior Business Manager to develop, implement, and monitor the team’s client service...
certification preferred Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required Additional... Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. As a key member of the service team...
: Education and/or Experience Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Two... orders at the direction of clients and/or Financial Advisor(s), discuss reinvestment options and corporate actions...
), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Reports To: Business Service Officer Morgan Stanley EOE...The Team Administrator is responsible for providing support for Financial Advisor(s), such as calendar management...
. Preferred Qualifications: 1. Strongly preferred: FINRA Series 7, and 66 licenses (Series 63 & 65 can be used in lieu of Series... Advisor Specialist II-FINRA engages with the Investment Banking and Capital Markets Business Unit stakeholders to support The...