explorers and heroes? Join us--we could use your expertise on our team! As a Sr Operations Compliance Specialist you will report... to the IT Director of Business Operations. The Operations Compliance role will focus on meeting IT Risk and Compliance...
potential for highly motivated and exceptional performers. Analysts will report to a Quality Assurance Compliance Manager...Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered...
Job Description: Overview of Role We are looking for a Compliance Manager, who will be based in Houston, Texas. He/she will be report to the..., DOE, and Customs requirements in both the US and Canada Manage and assist with global compliance initiatives...
that sit at the intersection of global compliance, product strategy, and operational scalability. You'll drive cross-functional... in global markets. In this role, you will take full ownership of strategic product workstreams with a compliance lens...
of experience in a compliance or trade surveillance role at a broker-dealer, asset manager, or futures commission merchant (FCM... with experience in trade surveillance, position limit monitoring, and compliance testing. The ideal candidate will play a key role...
through advocacy efforts with trade associations and direct interactions with authorities Identifies and ensures compliance... story. ABOUT THE ROLE The Sr. Associate, Registration & Regulatory Compliance is a headquarters-based role that supports...
, third party risk assessment review, commercial and trade compliance, and policy compliance. The attorney will also serve... improvement in the business. The Role: Accruent is looking for a Senior Legal Counsel – Compliance & Employment to join its...
funds-related compliance matters, including Adviser’s Act issues, trade clearance, regulatory filings and designing...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...
Trade Agreement (such as USMCA) certificates from relevant groups. Support Customs Compliance Manager maintaining CTPAT... with applicable policies, procedures and government regulations. Contribute to design and testing of trade compliance system solutions...
evidence and analysis, to Manager. Support senior staff in performing various global AML surveillance and monitoring... career. Join us as an AML Compliance Analyst Brown Brothers Harriman is currently recruiting an AML Compliance Analyst...
is a leading global asset manager specializing in public and private credit with ~$23 billion in AUM. Marathon is recognized... compliance tasks, including trade alerts and management of restricted/watch lists. Review and approve marketing materials...
-corruption law, global trade compliance issues and other supply chain-related subjects preferred. Highly motivated... advisory services and supply chain teams. Support Manager, Compliance Counsel, on compliance projects, program updates...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...
has excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager...Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered...
. The Corporate Compliance Leader is responsible for overseeing trade compliance and product compliance programs across the... organization. This role will ensure compliance with international trade regulations import/export controls and product compliance...
; Function as project manager on as needed basis to improve compliance workflows, compliance technology, and improve data... Type of contract Permanent Remaining openings 1 Description & Requirements For our Compliance division in New York...
of benefits to its employees. Role Description The Compliance Program Manager will join the Compliance Administrative Office...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group...
monitoring of pre-trade compliance and post-trade/batch compliance in an order management and guideline compliance system. The... practices and trade errors. New Products: The senior compliance associate will assist with new product launches...
JOB SUMMARY The primary responsibilities of the Associate General Counsel (AGC) & Director of Compliance include... providing legal counsel and advice to the association (and its affiliates) on effective compliance with applicable data privacy...