a diverse team of compliance professionals. Work experience in Hong Kong Private Bank and / or Wealth Management is preferred... which are hubbed or outsourced. Insofar as they relate to compliance, financial crime and conduct risk, responsible for providing...
a diverse team of compliance professionals. Work experience in Hong Kong Private Bank and / or Wealth Management is preferred... which are hubbed or outsourced. Insofar as they relate to compliance, financial crime and conduct risk, responsible for providing...
. Minimum 10 years of experience in financial crime compliance within life insurance. Deep understanding of Hong Kong.... Oversee regulatory filings, inspections, and responses related to financial crime compliance. Conduct risk assessments...
. This role will report to the AMH CMB Head of Business Financial Crime Risk, based in Hong Kong. The AMH CMB Business Financial... Compliance teams, and lead the CMB Banking portfolio risk analysis including but not limited to the SCC/PEP/High Risk portfolio...
Founded in 1948, Chong Hing Bank is a well-established commercial bank in Hong Kong with a network of more than 40..., in 2014. In recent years, the Bank has been actively expanding its business in Hong Kong, Macau and Mainland China. To cope...
to formulate the Bank’s anti-financial crime related quality assurance program and conduct AML compliance review Conduct risk...Founded in 1948, Chong Hing Bank is a well-established commercial bank in Hong Kong with a network of more than 40...
Bank was one of Hong Kong's bancassurance pioneers with insurance business footprint started since 1965. Over the years... for broker clients. 4. Compliance & Risk Management - Ensure all broker activities comply with regulatory requirements (e.g...
monitoring. Define and track KPIs to ensure high service quality and compliance. Implement SOPs and risk controls in alignment... with SFC, AML/CFT, and licensing requirements. Manage escalations and effectively resolve exceptions, disputes, and risk...
which are hubbed or outsourced. Insofar as they relate to CCIB compliance, financial crime and conduct risk, responsible... and data privacy/bank secrecy or information security regulations.) Establish and maintain risk-based compliance frameworks...