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Keywords: Head of Financial Markets Conduct Compliance, Location: London

Page: 1

UK Money Laundering Reporting Officer and EMEA Head of Global Financial Crimes Compliance, Managing Director, Hybrid

and monitor that processes and controls are embedded to ensure compliance with the Consumer Duty. II. EMEA Head Financial Crimes...Who we are looking for We are looking for a seasoned compliance leader to serve as the UK MLRO and EMEA Head...

Company: State Street
Location: London
Posted Date: 22 Jul 2025

Desk Head Market Risk Manager Commodities VP

of approximately 70 people supporting a wide area of businesses within Financial Markets, Group Treasury and Lending Services. The team... risk and trading performance across a variety of financial products. The role of the department is as a second line...

Company: ING
Location: London
Posted Date: 24 Jul 2025

Desk Head Market Risk Manager Commodities VP

of approximately 70 people supporting a wide area of businesses within Financial Markets, Group Treasury and Lending Services. The team... risk and trading performance across a variety of financial products. The role of the department is as a second line...

Company: ING
Location: London
Posted Date: 24 Jul 2025

Compliance Monitoring Manager

UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) regimes. About the job: Compliance... remediation. Escalate significant issues and breaches to the Head of Compliance, Continental Europe and Middle East...

Company: BBVA
Location: London
Posted Date: 08 Aug 2025

Compliance Officer - Advisory

and analytics. For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group... and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...

Company: Marex
Location: London
Posted Date: 06 Aug 2025

Vice President or Director, Compliance Advisory - US Regulations CFTC and SBSD Swap Dealer

support and delegation to the Head of Advisory as necessary Assist in the development of the US Regulation Compliance... Swap Dealer Oversight Committee Draft the annual CFTC/NFA and SEC Compliance reports and conduct lookback exercise...

Company: MUFG
Location: London
Posted Date: 23 Jul 2025

Assistant Vice President, Core Compliance Testing and Assurance

assurance over compliance and conduct risks to key stakeholders Scoping reviews and developing test programmes Tracking... of focus for reviews, Identifying compliance and conduct risk topics and communicating to the team, division and senior...

Company: MUFG
Location: London
Posted Date: 20 Jul 2025

Senior Compliance Officer - Regulatory

, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq... Compliance role supports the Head of Central Compliance with the day-to-day operation of the Central Compliance function. The...

Company: Marex
Location: London
Posted Date: 18 Jul 2025

Senior Compliance Manager - Compliance Oversight

. Partnering closely with the London Branch Head of Compliance and MLRO on all regulatory obligations. Partnering with the wider... Protection and Market Conduct) as well as awareness and training. Overseeing compliance with key frameworks including...

Company: Pictet
Location: London
Posted Date: 16 May 2025

Audit Supervisor – Global Markets Audit

instruments and financial risk management principles, including exposure to Global Markets products Benefits of working at Bank...Job Description: Job Title: Audit Supervisor – Global Markets Audit Corporate Title: Vice President Location...

Company: Bank of America
Location: London
Posted Date: 16 Jul 2025

Market Risk Specialist

Specialist to define system specifications, design and build risk reports, establish a robust limit structure, conduct.... The role reports directly to the Head of Risk and the COO, who is leading the project. Responsibilities include...

Company: G MASS
Location: London
Posted Date: 06 Jul 2025

Banking Job - AVP - Trade Finance (FI and Secondary Market) - London - M

, and FI trade loan businesses, delivering high-quality service to financial institutions. Focus on enhancing customer... Participation (MRPA) and trade loan agreements. Conduct transaction due diligence, review risk mitigation measures, and ensure...

Company: People First
Location: London
Posted Date: 05 Jul 2025

Head of Business Management – Global Sales

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial... institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services...

Company: Northern Trust
Location: London
Posted Date: 06 Aug 2025

Head of UW & Portfolio Management - SMF3

About us At Munich Re Specialty - Global Markets (MRS-GM), it is our ambition to become the leading Primary Specialty... to be present, bold and curious, allowing them to achieve their individual goals. Head of UW & Portfolio Management SMF3...

Company: Munich Re
Location: London
Posted Date: 05 Aug 2025

Deputy Design and Construction Project Management Head and Sub-region (UK) Senior Project Manager

and Construction Project Management Head and Sub-region (UK) Senior Project Manager in GLobal Real Estate department you will manage..., culture and hospitality as well as you will be developing, nurturing and managing teams. Be Deputy to the Regional D&C head...

Company: JPMorgan Chase
Location: London
Posted Date: 02 Aug 2025

Head of Relationship Management UK, Managing Director

Responsibilities Ensure that the businesses operate in compliance with internal and external regulations (including the UK Financial... day of being confirmed to the relevant Compliance Officer, the State Street Bank and Trust Company Head of CASS UK...

Company: State Street
Location: London
Posted Date: 31 Jul 2025

Head of Surveillance (excluding Americas)

liquidity, market access and infrastructure services to clients across energy, commodities and financial markets. The group...About Marex Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential...

Company: Marex
Location: London
Posted Date: 18 Jul 2025

Head of Reward

Head of Reward, UKI Are you a strategic and innovative reward professional passionate about creating competitive... and equitable compensation and benefits programs? L'Oréal is seeking a Head of Reward to lead our efforts in attracting, retaining...

Company: L'Oréal
Location: London
Posted Date: 15 Jul 2025

Head of AI Accelerator - Executive Director - Commercial & Investment Bank

is responsible for accelerating the Analytics agenda globally across Markets Trading, Sales & Research, Payments, Securities Services... the solutions are delivered end-to-end, while ensuring responsible use of AI in compliance with internal policies, laws...

Company: JPMorgan Chase
Location: London
Posted Date: 26 Jun 2025

Trade & Working Capital Sales Head – Payments – Executive Director

, comprehensive technology, and financial partner network enable us to deliver global solutions, when and where our clients need them... on a global basis. Job summary As a Trade & Working Capital Sales Head - Payments - Executive Director in the Trade & Working...

Company: JPMorgan Chase
Location: London
Posted Date: 21 Jun 2025