framework. You will also be involved on the Market Risk side and interact across the entire organization including Front Office..., Risk and Finance. This role also includes managing relevant regulatory and internal projects...
Title: Global General Ledger Control (GGLC) - Vice President You Will: Work as part of a team responsible for core... content and quality of substantiation and attestation, dovetailing with the Firm's Internal Audit and SOX reviews - Driving...
a Vice President to join its Investment Operations team in New York. This role is integral to overseeing global asset... issues. Coordinate asset servicing audit requests with internal and external auditors, consultants, and regulatory bodies...
/Counterparty Credit Risk, and Market Risk. As a Business Control Manager (BCM) Vice President for QR within the Commercial... experience in the financial services industry with a background in controls, audit, quality assurance, risk management...
-financial risk in ICG Sales - including market conduct, financial crime, and operational risks. You will collaborate closely... with colleagues across the business, infrastructure functions and internal audit. This is a wonderful opportunity to support a global...
Job Description: Job Title: Loan Operations Manager Corporate Title: Vice President Location: New York, NY... with relevant internal and external stakeholders including regulators, auditors, market vendors and internal divisions, support Bank...
to client market and price updates, new account opening and modification, documentation approval, wire transfers, journals... notices, performance reporting, Executive Financial Services requests Take market orders, provide timely execution and follow...
trends, and collateral characteristics. Propose internal risk ratings, update applicable scorecards, monitor limits... memos for review by senior Underwriters and submit for approval by Risk constituents via internal processes and system...
. Contact customers in a timely manner to obtain complete final documentation decks within the internal deadlines agreed... for individual transactions under approved facilities (Reputational Risk, RM/Credit Approval, signed notices, Asset Allocation...
time. Partner with Compliance, Risk, Audit, and Technology teams to ensure program objectives align with regulatory... of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may...
with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance…) on the implementation of any initiative impacting... business lines. Key Responsibilities: Maintain Operations daily dashboard to report key risk indicators across all teams...
of benefits to its employees. Role Description SMBC is seeking an experienced Vice President - Audit Manager with a minimum... of 8 years of experience in the broker dealer & financial industry to work within the Internal Audit Department. The Audit...
Responsibilities The AMCRRG team is looking for an experienced Vice President level professional to join our team in New York... all aspects of regulatory interactions with market / conduct regulators and key internal stakeholders, including: > Front...