Reporting to the Head of Financial Crime Compliance ("FCC"), you will: Review AML/CFT matters with regulatory bodies... in Law, Accountancy, Finance or business-related discipline Manager level requires at least 5 years' and Senior Manager...
Our client, a major international law firm, is currently seeking a compliance manager to join their HK office.... Job Summary: Lead and manage Asia and Middle East team for business acceptance and compliance queries in Dubai and Hong Kong...
We are partnering with a respected public sector organization to help them hire a Senior Compliance Manager... for their operations team. This role is pivotal in driving governance and compliance across Trust-funded projects. Responsibilities...
Our client is currently seeking a Compliance Manager to join their legal and compliance team in Hong Kong. The Role...: Collaborate closely with business units to design standard operating procedures in line with the organisation's compliance...
Position Summary As a member of the IT Planning and Governance team, the Manager - Governance & Compliance..., and industry best practices. The Manager will assist senior manager to assess and mitigate risk, monitor compliance performance...
Responsibilities: Assist in promoting compliance and operational risk management in accordance with regulatory... suggestions on branch compliance operations. Assist in identifying and controlling the branch's compliance and operational risks...
. Job Responsibilities Provide compliance advice to ensure compliance with relevant regulatory requirements Review procedures and manuals... and update compliance policies and and procedures based on updated regulatory requirements and new business Perform compliance...
. Job Responsibilities Assist Compliance department to initiate, coordinate and implement Reg Tech compliance and digital compliance... tools to simplify and automate compliance process. Collaborate with various teams in compliance department to identify...
and general compliance matters Provide advisory support to the business units on regulatory and compliance requirements (e.g...'s compliance with regulatory requirements Prepare regular and ad-hoc compliance reports to the Management and our Head Office...
, developing and executing the on-going supervision strategy in relation to investment compliance and fund governance of MPF... investment compliance and fund governance, leveraging skills and knowledge in finance and data analytics; Proficient in computer...
the Bank’s compliance policies, procedures, guidelines and compliance related documents to ensure congruence with its... legal and regulatory obligations and the Bank’s internal requirements. Assist in establishing and reviewing compliance...
sanctions compliance incidents and ensure prompt reporting Maintain proper documentations for review and tracking purpose... Prepare documents for internal / external examination and Audits Ensure compliance with internal policies and external...
. Job Descriptions: Lead a Investment and Insurance Compliance team, as a partner to the business, supporting growth aspirations whilst... retaining the appropriate compliance risk management discipline Manage the relationship with regulator by coordinating...
at www.cmbc.com.cn. Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure... the Bank's operations are in compliance with the regulatory and group requirements. Lead the compliance function...
with business units to review compliance issues in order to address and meet regulatory or business changes; Develops, reviews... and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies; Conducts...
and execute administrative policies and procedures Ensure the general administration services compliance with the company... Ensure the business and operation licenses renewal is in compliance with government regulations Monitor project progress...
and respond in a timely manner Promote quality assurance best practice, organize compliance and quality assurance improvement...
in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review... and practices Provide compliance advice to business and support units Degree in law, finance or accounting or related discipline...
with us. Job Responsibilities: Provide regulatory advice and guidance on rules and regulations in respect of general compliance; Handle complaint... cases with compliance issues, including liaising with regulators, ensuring the investigation is conducted appropriately...