Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed... communication and/or escalation of issues Network with other colleagues in Global Surveillance and the wider Compliance teams...
US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years... experience 5-7 Years of related experience working with FX products in Compliance trade surveillance, trade settlements...
reporting mechanisms for senior management. Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance... Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team...
US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance... in Compliance trade surveillance, trade settlements, or a trading role with strong knowledge of the trade lifecycle Fixed Income...
impacting products, behaviors and market participants. Knowledge of trade and communications surveillance tools and vendors...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
of markets surveillance systems and applications a plus. The VP Compliance TDS oversees/leads a team(s) of specialists...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
of technology solutions supporting Ares’ Investment Compliance capabilities, including surveillance, pre-/post-trade controls... with compliance surveillance/monitoring platforms and ecosystems (and/or building equivalent capabilities in-house). Experience...
domains (e.g., trade/transaction compliance controls, surveillance/monitoring, approvals, attestations, exception management... and transaction compliance processes, including understanding of pre-/post-trade controls, restricted/watch list considerations...
impacting products, behaviors and market participants. Knowledge of trade and communications surveillance tools and vendors...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
and operational elements. Experience in trade or communications surveillance a plus. Firm understanding of financial product rules...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
impacting products, behaviors and market participants. Knowledge of trade and communications surveillance tools and vendors...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
); quantitative trading; compliance and trade surveillance; clearing and post-trade allocation; and infrastructure services. The award...Senior Manager, Corporate Development Application Deadline: 30 June 2026 Department: Sales Employment Type: Full...