assessments; Assessing compliance risk and challenging first line RCSA processes/controls to strengthen the risk and control... assessment of Compliance personnel. Preferred Qualifications At least 10 years of experience in compliance, risk management...
regulatory risk management (e.g., risk assessments, controls, monitoring and testing); Various regulatory risk types (e.g... serves clients in the financial services industry to proactively respond to regulatory changes, optimize compliance programs...
, controls, monitoring and testing); Various regulatory risk types (e.g., consumer protection, market integrity); and Dynamic... of capabilities, including but not limited to: Key principles of effective regulatory risk management (e.g., risk assessments...
, controls, monitoring and testing); Various regulatory risk types (e.g., consumer protection, market integrity); and Dynamic... of capabilities, including but not limited to: Key principles of effective regulatory risk management (e.g., risk assessments...
regulatory risk management (e.g., risk assessments, controls, monitoring and testing); Various regulatory risk types (e.g... serves clients in the financial services industry to proactively respond to regulatory changes, optimize compliance programs...
, and controls including but not limited to the management of automated order systems (AOS), supervision testing, trading... counterparty risk management and supervision of Investment Representatives Monitor risk controls like trading limits, restricted...
management position which is accountable for end-to-end controls testing i.e., operational controls performance assurance/testing...The Global Finance Control Testing Team is responsible for the testing of controls that are designed and executed...
Senior Manager, Controls Design & Implementation, is a business lead for 1st line of defense risk controls advisory, design... outperforms the market with strong, diversified growth underpinned by strong risk management practices, and a culture to protect...
preferred Minimum of 5 years of relevant experience in risk management, audit, or compliance functions within the financial.... As a Senior Risk Specialist, ERM you will be instrumental in supporting the delivery of the Enterprise Risk Management (ERM...
Responsibilities Third Party Risk Management (TPRM) Support the Manager, ERM in developing and maintaining the TPRM governance... and regulatory compliance. Cyber Risk Management Support the collaboration with the TMX Information Security Office (ISO...
of the following areas: regulatory compliance, controls, risk management, audit, credit card operations. RCSA program... Compliance Advisory & Challenge, the incumbent will be responsible for providing management of compliance risk and effective...
in at least two of the following areas: regulatory compliance, controls, risk management, audit, credit card operations. RCSA program... Compliance Advisory & Challenge, the incumbent will be responsible for providing management of compliance risk and effective...
and Controls, Legal, Risk Management, Portfolio Management, Trading, Product Development, Marketing, Regulatory Reporting... Weekly Hours 37.5 Skills Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance, Risk Assessments...
of the following areas: regulatory compliance, controls, risk management, audit, credit card operations. RCSA program... will be responsible for providing management of compliance risk and effective challenge across all business units in accordance with the...
, PLC and SCADA designs, ensuring compliance with GTAA standards. Support commissioning, testing, documentation, and post...Job Description System Controls Specialist Come join us in reshaping the future with AtkinsRéalis. AtkinsRéalis...
as a key relationship manager and be a key contributor to the operational risk strategy. Utilize high developed interpersonal... management is kept apprised of material and emerging business risks by developing and recommending appropriate risk mitigation...
assigned progressively complex tasks to develop knowledge and skills. Mitigates risk by identifying potential compliance... and controlled impact on the success of Fermar Paving Ltd. (“the Company”) Operations, focusing on high quality and risk mitigation...
Maintain effective internal controls over financial reporting and ensure SOX compliance Monitor evolving interpretations... related to derivatives and risk management in quarterly and annual financial statements. Drive continuous improvement...
for providing strategic advice and guidance on matters of risk management, internal control, governance etc. While analyzing... audits to provide IT-related insights and test relevant controls and processes. Perform IT Risk assessments and support...
management, assessments, and controls testing, etc. Additionally, this Manager will oversee the enterprise Physical Security... information security governance, risk management, and compliance. Improve the Information Security Management Framework...