INVESTMENT ANALYTICS & TRADE MONITORING MANAGER ABOUT US City National Rochdale (CNR) partners with financial... manipulation, improper order handling, concentration limit violations, and securities journaling. Reporting: Develop and implement...
to assimilate easily into teams Strong technical skills and a working knowledge of U.S. GAAP and SEC reporting Effective...A Kforce client is seeking to hire a Manager/Consulting Services in New York City, New York (NY). Summary: Our client...
with managing the resolution of issues in technical accounting areas such as US GAAP and SEC reporting, especially pertaining...Industry/Sector Not Applicable Specialism Financial Due Diligence Management Level Manager...
independently US East Coast (e.g. New York or Boston) based Familiarity with SEC filings, financial reporting, or regulatory... for essential financial reporting and capital markets transactions. At DFIN, we are a values-driven organization that empowers...
Familiarity with SEC filings, financial reporting, or regulatory technology solutions Experience working with legal, finance... for essential financial reporting and capital markets transactions. At DFIN, we are a values-driven organization that empowers...
relentless, customized service is the foundation of our consistent growth. Our team has an immediate need for a Manager... Technology (RegTech) solutions at a leading financial services firm regulated by the SEC and FINRA. This role will partner...
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking..., SEC, CFTC, and NFA rules and regulations. The position is responsible for supporting the business teams in the...
company leadership role. Strong technical knowledge of US GAAP, SEC reporting, and SOX compliance. Experience in SaaS...). Oversee preparation and review of accounting schedules supporting SEC filings (financial statements, footnotes, MD&A). Manage...
? The SEC Reporting team prepares external quarterly and annual financial reports for American Express Company and certain... recognition of team members’ contributions to the success of shared SEC Reporting and External Reporting goals and objectives...
and US GAAP/SEC reporting requirements is a plus Ability to work across departments and teams in a collaborative and efficient...), including financial highlights and MD&A as well as other SEC filings. This position will also be responsible for supporting the...
, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... You will lead client trainings, mock regulatory exams, and provide hands-on support during SEC and FINRA examinations You'll stay...
, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... You will lead client trainings, mock regulatory exams, and provide hands-on support during SEC and FINRA examinations You’ll stay...
), review all Credit related SEC reporting, manage audits, and partner with cross functional business leaders, serving as a key..., System Platform, Corporate Accounting, Treasury, Accounting Policy, SEC Reporting, SOX, etc. Partnership with Capital...
, and key market participants. Partner with finance and legal teams on disclosures, SEC filings, and capital allocation.... Proven track record in taking a company public (SPAC or IPO). Strong knowledge of capital markets, financial reporting...
interdependencies, and ensure timely decision-making across complex initiatives. Deliver clear and consistent communications, reporting... to contribute as required. Conduct reviews to ensure projects are added to the project reporting system and continuously...
Senior Compliance Officer – SEC-Registered Investment Adviser A leading global financial institution is seeking...’s SEC-registered investment adviser, advising private funds and SMA businesses, and ensuring compliance with U.S. and global...
Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding... and reporting. Achieve compliance goals by maintaining current knowledge of regulatory requirements and developments. Maintain...
of compliance experience within an investment adviser, asset manager, or private funds environment. Strong working knowledge of SEC...Senior Compliance Officer – SEC-Registered Investment Adviser A leading global financial institution is seeking...
: Expanding and testing systems used to summarize global RE business results for senior leadership SEC reporting: Develop...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...
SUMMARY Under the direction of the Senior Manager - Library, the Reference Librarian will provide outstanding research..., modification, destruction or interference, and reporting security events or potential events or other security risks to management...