Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting, and internal governance policies...., MarketPay, Equity Edge) is a plus. Familiarity with SEC regulations, proxy disclosures, and executive pay governance...
Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting, and internal governance policies...., MarketPay, Equity Edge) is a plus. Familiarity with SEC regulations, proxy disclosures, and executive pay governance...
of value creation in executive pay structures Partner with Finance and HR Ops to ensure proper tracking, reporting... in a public company • Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices...
, and SEC regulations. Maintain plan documentation and support fiduciary oversight processes. Stay current on legislative... and regulatory changes impacting retirement and financial wellbeing programs. Data Analysis & Reporting Prepare reports...
of value creation in executive pay structures Partner with Finance and HR Ops to ensure proper tracking, reporting... in a public company • Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices...
, and SEC regulations. Maintain plan documentation and support fiduciary oversight processes. Stay current on legislative... and regulatory changes impacting retirement and financial wellbeing programs. Data Analysis & Reporting Prepare reports...
and with assigned business projects. Assist with regulatory filings such as Form ADV and CFTC reporting. Provide guidance and coaching... Compliance policies and procedures as well as all regulatory requirements (e.g. SEC Rule 204, SEC Rule 206, Regulation...
Management Compliance Manager with the implementation and monitoring of Eagle's compliance policies and programs. What You'll... to their clients o Providing reporting and analysis to identify risks and issues that may arise during the course of daily monitoring...
Management Compliance Manager with the implementation and monitoring of Eagle's compliance policies and programs. What You'll... to their clients o Providing reporting and analysis to identify risks and issues that may arise during the course of daily monitoring...
technology and regulatory risks. Audit Execution & Oversight Oversee the planning, execution, and reporting of IT audits... in Technology audit or consulting with financial services companies, preferably with a concentration in FINRA, SEC-registered broker...
with a matrix manager. Key Responsibilities include: Managing all aspects of legal support for State Street’s global... and committee materials Review of SEC ’34 Act filings (e.g., 10-K, 10-Q, 8-K, Section 16 filings, proxy statement) and preparation...
and maintains compliance information for analysis and reporting. Achieves compliance goals by maintaining current knowledge... strongly preferred, including FINRA, SEC, NYSE Knowledge of FICC, equities, prime brokerage, and investment banking services...
to Dodd-Frank (CFTC and SEC) and its impact globally. Work with Legal and Outside Counsel to interpret the applicability... and Functional Support Groups. Provide ongoing reporting to senior members of the Business and Functional Support Groups on the...
/reinsurance companies/captives, an asset manager and various other non-insurance companies. The asset manager primarily invests... as an SEC registered investment advisor. As of 12/31/21, ACM manages $4.9B of assets. ACM aims to provide a cost-effective way...
TO: Director of Investment Reporting LOCATION: Onsite in NYC ABOUT THE COMPANY The A-CAP ( ) group consists of five life... insurance/reinsurance companies/captives, an asset manager and various other non-insurance companies. The asset manager...
Company Information Waterfall Asset Management, LLC is an SEC-registered alternative investment manager focused... reporting and analytical deliverables Utilize applications such as Intex, Argus, and Bloomberg to value a variety of alt credit...
to join the Accounting and Finance organization. The role will support both the FP&A and Controllership teams, reporting directly... and financial reporting and analytical activities to ensure accurate and timely compliance with all internal & external reporting...
, as an alternative asset manager, has an asset mix which is comprehensive and heavily concentrated in bank debt. The ideal candidate... (e.g., SEC). Prepare and present asset servicing KPIs to senior leadership and stakeholders. Maintain rigorous quality...
with SEC Reporting Resolves complex accounting issues, and assist clients with implementation of new accounting pronouncements... Accounting Manager, Controller, or Project Manager for clients Demonstrates an ability to manage multiple client stakeholders...
with SEC Reporting Resolves complex accounting issues, and assist clients with implementation of new accounting pronouncements... Accounting Manager, Controller, or Project Manager for clients Demonstrates an ability to manage multiple client stakeholders...