Familiarity with Third Party Risk Management Understanding of regulatory audits, IS Governance and regulations...
You'll be working in the Controls Assurance (CA) testing program within UBS Group Compliance, Regulatory & Governance (GCRG...
, regulatory updates, credit policy changes, and system enhancements. Oversee the successful implementation of changes, ensuring... controls and align with regulatory expectations. Ensure continuous monitoring and improvement of credit risk processes...
Identification of existing & potential risk areas from Internal Audit/Regulatory Audit/Internal process audits and initiating... appropriate actions on the same Ensuring regulatory compliance requirements by aligning credit policy norms in accordance...
from regulatory perspective. Representing Compliance unit in PPAC Committee Discussion Ensures that compliance comments... that regulatory guidelines are disseminated within prescribed timelines Identification, review of action point and dissemination...
transparency. Lead tax, statutory, and regulatory compliance across entities. 5 Team Leadership & Digital Transformation Build...
Administration & Regulatory Compliance. Enhance Overall Product Sales by ways of Basket Growth. Ensuring Quality Parameters...
's policies by tracking market trends, regulatory changes and portfolio performance analytics. · Formulation & implementation... of credit policy framework for products within regulatory guidance & risk appetite of the bank. · Tracking portfolio triggers...
Overview* CFO is a risk-based program to identify & confirm data gaps in various high risk financial regulatory reports filed... team also forms an integral part of the remediation work required for MRA raised by FRB for Regulatory Reports filed by the...
understanding of ISO 21500. Understands industry specific regulatory requirements and the impact government regulations...
& SME ? Assist Business Departments for compliance of regulatory guidelines in Retail Assets, WB Banking, Credit Cards, BB... to mitigate these risks as per regulatory and bank guidelines ? Ensure key risks identified in the Wholesale banking, Retail...
responsibilities monitoring. Coordinates and provides reporting information for reports submitted to the regulatory agencies...
Administration & Regulatory Compliance. Enhance Overall Product Sales by ways of Basket Growth. Ensuring Quality Parameters...
and regulations Ensure all food safety and quality assurance procedures comply with local, national, and international regulatory... standards. Should be good in - Labelling requirements Licensing requirements Regulatory requirements Candidates...
regulatory guidelines � Should be able to independently partner with Business functions and have a collaborative approach...
Administration & Regulatory Compliance. Enhance Overall Product Sales by ways of Basket Growth. Ensuring Quality Parameters...
Regulatory Guidance Providing regulatory guidance on various business structures and transactions pertaining to Trade... from a regulatory point of view. Interacting with the Regulators Regularly interacting with the regulators to seek clarifications...
, Trade Processing, Regulatory Reporting, Collateral Management, Derivatives Operations - at least one · Critical thinking...
risk limits and regulatory requirements. Conduct in-depth analytical assessment of balance sheet components (assets...
and compliant with regulatory guidelines. Advising on all matters relating to Market risk. Review and support the team lead... with other assurance functions like risk and internal audit for regulatory matters. Carrying out select testing and monitoring...