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Keywords: Regulatory , Location: New York City, NY

Page: 2

Director, Compliance - Regulatory Initiatives, TD Securities

on regulatory requirements and assisting business units to manage their regulatory risk. Key Responsibilities: Design... and implement a robust regulatory inquiries program that includes: leading response to regulatory inquiries and subpoenas...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026

VP, Compliance - Regulatory Initiatives - Policies and Procedures, TD Securities

Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory... requirements and assisting business units to manage their regulatory risk. Key Responsibilities: Assist in drafting...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $140000 - 180000 per year

Product Manager, Regulatory Compliance Systems

, and manage products that support organizational goals and strengthen our regulatory and operational capabilities. This role... efficiency, with a primary focus on Regulatory Compliance–related capabilities. PRIMARY FUNCTIONS AND ESSENTIAL...

Posted Date: 28 Jan 2026

VP, Regulatory Reporting Analyst

U.S. GAAP accountant that is able to handle the timely and accurate submission of all U.S. regulatory reports... to other regulatory reports, FR2052a, FFIEC 002 and others. Ability to prepare U.S. GAAP adjusting entries to the various regulatory...

Posted Date: 28 Jan 2026
Salary: $120000 - 150000 per year

VP, Regulatory Reporting Analyst

Job description Business type Types of Jobs - Finance / Accounting Job title VP, Regulatory Reporting Analyst Contract type Permanent... Contract Job summary U.S. GAAP accountant that is able to handle the timely and accurate submission of all U.S. regulatory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $120000 - 150000 per year

Regulatory Analyst

Job Title: Regulatory Analyst Duration: 12 Months Location: New York, NY 10019 (3 days in office, 2 days remote) Pay... operations, deliveries / expiry processing or reg reporting experience Cleared Derivatives Regulatory Reporting Control Team...

Posted Date: 28 Jan 2026

Regulatory Business / Data Analyst

Regulatory Business / Data Analyst position with a leading financial company. Rate $79.26/hr Hybrid in NYC... for overseeing the accounting, financial and regulatory reporting for the Firm. GCC prepares external financial reports for public...

Posted Date: 27 Jan 2026
Salary: $79.26 per hour

Regulatory Compliance Manager

Our client, a forward-thinking compliance firm, is seeking a Regulatory Compliance Manager to oversee compliance... programs, and leading a team of compliance professionals. The Regulatory Compliance Manager will work closely with executive...

Company: Careerscape
Location: New York City, NY
Posted Date: 26 Jan 2026
Salary: $110000 - 130000 per year

Financial Services Regulatory Compliance Consulting Associate - Summer 2026

one like you and that’s why there’s nowhere like RSM. RISK CONSULTING ANTI-MONEY LAUNDERING & REGULATORY COMPLIANCE CONSULTING ASSOCIATE Position...

Posted Date: 26 Jan 2026
Salary: $72160 - 86100 per year

Regulatory Coordinator

orders for the group in accordance with Orveon policies and Legal and Regulatory needs. Primary Responsibilities Assist... Registration. Assist with ensuring outgoing Regulatory information to ensure accuracy Assist in the preparation of detailed...

Company: Orveon
Location: New York City, NY
Posted Date: 25 Jan 2026
Salary: $51500 - 64500 per year

Firmwide Regulatory Reporting & Analysis- Executive Director

Join JPMorgan Chase as a Product Owner Executive Director within the Regulatory Reporting & Analysis team and be part... of the transformation journey. Job Summary As a Product Owner Executive Director within the Firmwide Regulatory Reporting...

Company: JPMorgan Chase
Location: Brooklyn, NY
Posted Date: 24 Jan 2026
Salary: $166250 - 235000 per year

VP Lead Auditor - Financial Controls and Regulatory Reporting

Job description Business type Types of Jobs - General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory... that have a focus on Finance, accounting, regulatory reporting, or related controls. He/she provides support to other IGE Managers...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 23 Jan 2026
Salary: $165000 - 185000 per year

VP Lead Auditor - Financial Controls and Regulatory Reporting

/herself. The LA generally, but not exclusively, leads audit assignments that have a focus on Finance, accounting, regulatory... Lead or Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance...

Posted Date: 22 Jan 2026
Salary: $165000 - 185000 per year

VP Lead Auditor - Financial Controls and Regulatory Reporting

Job description Business type Types of Jobs - General Inspection / Audit Job title VP Lead Auditor - Financial Controls and Regulatory... that have a focus on Finance, accounting, regulatory reporting, or related controls. He/she provides support to other IGE Managers...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 22 Jan 2026
Salary: $165000 - 185000 per year

Regulatory Counsel VP

for their dedication to regulatory compliance and exceptional service. Job Description: We are seeking a skilled and meticulous VP... / Regulatory Counsel to join our team in New York City. This role is crucial to the regulatory compliance efforts, especially...

Company: IDEX Consulting
Location: New York City, NY
Posted Date: 22 Jan 2026

Regulatory Reporting Operations- Associate

, and compliance to regulatory rules. Understanding of Automation platforms (Alteryx/Power apps/Ui Path) to eliminate manual... regulatory reporting, exception investigation, material economic terms investigation and governance & metrics. Experience...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 21 Jan 2026
Salary: $82000 - 133000 per year

Fixed Income Regulatory Operations AVP

Broker dealer client is seeking a strong fixed income regulatory operations candidate to join it's reporting team.... Supports regulatory reporting and control functions for fixed income trading across U.S. Treasuries, Agencies, Corporates...

Company: Phaxis
Location: New York City, NY
Posted Date: 17 Jan 2026
Salary: $135000 per year

Manager, Product Safety & Regulatory (Beauty & Accessories)

-functional teams, testing laboratories, sourcing offices, and vendors to influence and execute safety and regulatory strategies... regulatory strategy by monitoring global regulatory changes, conducting market research, and translating insights into policy...

Company: Gap
Location: New York City, NY
Posted Date: 17 Jan 2026
Salary: $119400 - 155200 per year

Associate Manager, Accounting & Regulatory Policies

Finance | Accounting and Regulatory Policies | Accounting & Regulatory Policies Associate Manager | New York... from you. About the position: ING Americas is seeking an experienced Associate Manager, Technical Accounting and Regulatory Policies...

Company: ING
Location: New York City, NY
Posted Date: 17 Jan 2026
Salary: $110000 - 140000 per year

Financial Markets, Regulatory & Compliance Director

Financial Markets | Financial Markets Operations | Regulatory & Compliance Officer | NYC About ING: In Americas...: We are seeking a highly skilled and experienced Director to join our team as Head of Financial Markets (“FM”) Regulatory CoE...

Company: ING
Location: New York City, NY
Posted Date: 17 Jan 2026