to existing systems and processes. Understands the regulatory requirements and risks inherent in the operations and ensures... risk and regulatory requirements of the business – Good. Prioritization skills – Good. Customer service skills – Good...
to existing systems and processes. Understands the regulatory requirements and risks inherent in the operations and ensures... risk and regulatory requirements of the business – Good. Prioritization skills – Good. Customer service skills – Good...
business, scientific, regulatory, technological and product development challenges. Our subject matter experts help advance...
regulatory adherence, enhancements to GCIB's data architecture, strengthen frameworks for data governance and enhance operational... engagement with stakeholders for review of areas impacting GCIB data risks Engage in audits, regulatory exams and target...
requirements. It also requires partnering with stakeholders in GCIB and the rest of the Enterprise to drive regulatory adherence... review of data issues and incidents as well as regulatory exam results - to influence GCIB's data strategy and initiatives...
, as required by regulatory frameworks and the Firm's internal risk management needs. The new hire will join the Market Risk Analytics Credit team... to ensure appropriate modelling and capture of risk, regulatory capital calculation, and ongoing compliance with regulatory...
updated on market trends, regulatory changes, and other factors affecting the Private Markets and Equity markets. Provide subject...
and regulatory issues and responses generate new ideas and creative approaches that help push the business forward make sound... and balanced judgments (and always within professional, ethical, regulatory and legal standards) motivate and inspire...
to regulatory requirements and internal policies. Monitor, analyze, and provide guidance on complaint-related matters, conduct... protection laws (e.g., Reg Z, Reg E), and fair lending practices. Review complaints to ensure compliance with various regulatory...
to regulatory requirements and internal policies. Monitor, analyze, and provide guidance on complaint-related matters, conduct... protection laws (e.g., Reg Z, Reg E), and fair lending practices. Review complaints to ensure compliance with various regulatory...
needs and regulatory requirements to assess model risk Develops alternative benchmark models, design back testing...
in an operations environment. Forward-thinking approach to workflow design and operational controls. Familiarity with regulatory...
consent, and regulatory compliance. - Stakeholder Engagement Collaborate with advisors, operations, and compliance teams...
onboarding, e-delivery consent, and regulatory compliance. - Stakeholder Engagement Collaborate with advisors, operations...
a strong analytical mindset and a keen eye for detail to ensure the accuracy and completeness of various regulatory reports... and test case development and updating. Strong product knowledge and applicability to regulatory reporting. Advanced Excel...
of market trends, risk / regulatory framework and to strengthen troubleshooting abilities and help expedite resolution...
to regulatory authorities as necessary. Understand P/L related to hedging (or managing CVA) and report to Americas Finance... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
and regulatory performance, work across the business to shape decisions, influence models, and interface with regulators...
and evaluate asset types, market and industry trends, major issues, and regulatory considerations. Liquidity Management...
with legal and regulatory requirements. Conduct risk assessments to identify and mitigate vulnerabilities. - Technical...