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Keywords: Regulatory Associate, Location: Mumbai, Maharashtra

Page: 8

Associate Manager - Surveillance and AML

, and transaction monitoring. Prepare and present findings, reports, and recommendations to management and regulatory bodies... as required. Stay updated on regulatory developments, compliance requirements, and industry best practices. Escalate, manage...

Company: Upstox
Posted Date: 24 Sep 2025

Senior Associate – LegalOps

to ensure compliance with legal and regulatory requirements. Manage legal databases and systems for accuracy and up...

Company: Drip Capital
Posted Date: 20 Sep 2025

Wholesale KYC Operations - Client Data Associate

of any changes to processes and procedures, regulatory change and ensure open verbal dialogue with colleagues across the region...

Company: JPMorgan Chase
Posted Date: 20 Sep 2025

Associate, Specialist, COO Office, Operational Risk Specialist, Global Transaction Services

audit and regulatory inspections c) Analysing and reporting operational risk events, loss trends and root cause to GTS... RCSA against actual risk event losses, KRI trends, audit and regulatory inspections. Key Accountabilities...

Company: DBS Bank
Posted Date: 19 Sep 2025

Associate, Specialist, COO Office, Operational Risk Specialist, Global Transaction Services

audit and regulatory inspections c) Analysing and reporting operational risk events, loss trends and root cause to GTS... RCSA against actual risk event losses, KRI trends, audit and regulatory inspections. Key Accountabilities...

Company: DBS Bank
Posted Date: 19 Sep 2025

Associate, Specialist, COO Office, Operational Risk Specialist, Global Transaction Services

audit and regulatory inspections c) Analysing and reporting operational risk events, loss trends and root cause to GTS... RCSA against actual risk event losses, KRI trends, audit and regulatory inspections. Key Accountabilities...

Company: DBS Bank
Posted Date: 18 Sep 2025

Associate Vice President

trends, customer needs, competitor analysis, and regulatory outlook. Conduct primary and secondary research to identify gaps... standards set by the company’s Product Governance Framework. 4. Regulatory Filing – IRDAI Coordination Prepare comprehensive...

Posted Date: 18 Sep 2025

Associate Manager - Compliance (Internal Controls)

organization's risk and compliance framework. You will be responsible for planning and executing financial, regulatory... organization's Risk Management Plan Plan and execute financial, regulatory, compliance, and operational reviews/audits...

Company: Upstox
Posted Date: 18 Sep 2025

Investment Analyst/Associate - Mumbai

indicators, and regulatory changes impacting investments. Identify and recommend high-potential investment opportunities in the... with regulatory requirements and internal investment guidelines. Work and network with top management in the industryDirectly impact...

Company: Michael Page
Posted Date: 17 Sep 2025

Sr. Associate (Alternative Credit)

regulatory compliance filings (e.g. Form ADV, Form PF, SLT, etc.) Review calculation of management fees, incentive fee/carry...

Posted Date: 17 Sep 2025

Investment Risk & Analytics - Quant Modeling Sr. Associate

and other stakeholders to address requests for additional analysis based on specific needs. Participate in regulatory and validation exams...

Company: JPMorgan Chase
Posted Date: 17 Sep 2025

Associate, Specialist, Operations, Sec Svcs-Custody Svcs, Corporate Banking, Technology and Operations

Accountabilities To lead & manage BAU & Operation. Accuracy – To ensure at least 100% accuracy. Timely fulfilment of Regulatory... and implementation. Job Duties & Responsibilities Checker for the section. Preparing regulatory reporting. Able to cover staff...

Company: DBS Bank
Posted Date: 17 Sep 2025

Associate, Specialist, Operations, Sec Svcs-Custody Svcs, Corporate Banking, Technology and Operations

Accountabilities To lead & manage BAU & Operation. Accuracy – To ensure at least 100% accuracy. Timely fulfilment of Regulatory... and implementation. Job Duties & Responsibilities Checker for the section. Preparing regulatory reporting. Able to cover staff...

Company: DBS Bank
Posted Date: 17 Sep 2025

Senior Associate, Specialist, Operations, Sec Svcs-Custody Svcs, Corporate Banking, Technology and Operations

Accountabilities To lead & manage BAU & Operation. Accuracy – To ensure at least 100% accuracy. Timely fulfilment of Regulatory... and implementation. Job Duties & Responsibilities Checker for the section. Preparing regulatory reporting. Able to cover staff...

Company: DBS Bank
Posted Date: 16 Sep 2025

Associate Scientist/Senior Associate Scientist

excellence in operations (compliance to safety, quality and regulatory guidelines, smooth pilot plant operations...% compliance to all safety, quality and regulatory requirements for the assigned product / brand. Leverage Science & data...

Posted Date: 16 Sep 2025

Senior Associate, Specialist, Collections, SCF and SME, Institutional Banking Group

guidelines, MAS and other regulatory & governance guidelines. To comply with the Bank’s process & policies and ensure positive... and external stake holders. Experience of handling regulatory aspects on delinquent accounts. Proven track record in the SME...

Company: DBS Bank
Posted Date: 13 Sep 2025

Senior Associate, Specialist, Collections, SCF and SME, Large Cap, Institutional Banking Group

guidelines, MAS and other regulatory & governance guidelines. To comply with the Bank’s process & policies and ensure positive... and external stake holders. Experience of handling regulatory aspects on delinquent accounts. Proven track record in the SME...

Company: DBS Bank
Posted Date: 13 Sep 2025

Senior Associate, Specialist, Collections, SCF and SME, Large Cap, Institutional Banking Group

guidelines, MAS and other regulatory & governance guidelines. To comply with the Bank’s process & policies and ensure positive... and external stake holders. Experience of handling regulatory aspects on delinquent accounts. Proven track record in the SME...

Company: DBS Bank
Posted Date: 13 Sep 2025

Associate, Investor Services

, regulatory related and tax documents Capture investor data during the onboarding process and investor lifecycle maintenance...

Posted Date: 12 Sep 2025

Associate Manager - Structural BIM Coordinator

Ensure compliance with regulatory standards and codes related to structural design and BIM implementation Qualifications...

Company: Adani Group
Posted Date: 12 Sep 2025