, but are not limited to, the following: Oversees the activities of the three Regulatory Compliance Units and works with the Assistant... is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include...
Compliance Teams, Fair Lending Program Office, Consumer Practices Advisory Team, and Complaints Oversight Team. The Director... Qualifications: Sound understanding or relevant experience in regulatory field or compliance Superior organizational skills...
Job Description: General Summary The Director of Supply Chain Sustainability & Compliance is responsible... on sustainability risks, opportunities, and regulatory trends. Oversee core compliance and sustainability programs including Human...
Job Description: BSA/AML Compliance Director Guggenheim Securities Position Summary The BSA/AML Director..., internal policies and Federal regulatory expectations. The Bank Secrecy Act Director is required to be fully knowledgeable...
Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team, you will serve as the... Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds...
management and emergency preparedness. We are seeking an experienced and dynamic Director of Building Safety & Compliance... estate development and property management. Regulatory Compliance: Ensure compliance with federal, state, and local...
management framework while ensuring legal and regulatory compliance. Our culture in Global Risk & Compliance... appropriate safeguards for data security, confidentiality, and compliance with internal policies and regulatory expectations...
We're seeking someone to join our team as an Executive Director to support coverage for the Global Financial Crimes.... This is an Executive Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back...
opportunities and development for our teams. GENERAL PURPOSE: The Director, Building Systems/Compliance and Lease Management... in a predominantly owner-occupied property. The role focuses on ensuring regulatory compliance, managing vendor relationships...
of something extraordinary. We're seeking a future team member for the role of Director, Compliance (Digital Assets Business... field (advanced degree or certification is a plus) 12+ years of experience in compliance, risk management, or regulatory...
and reporting to the Vice President, Legal & Compliance, Infrastructure, this Director, Legal & Compliance, Infrastructure... and compliance regulatory and reporting requirements to the SEC and other applicable regulators, including: Owning key regulatory...
Innova Solutions is immediately hiring for a Director of Compliance IT Modernization Position type: Full time... Duration: FTE Location: NYC - Hybrid As a Director of Compliance IT Modernization you will: As the Director of Compliance...
(IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk... actions, regulatory changes, and emerging solutions for compliance. Respond to regulatory inquiries on IAM, providing...
Job Category: Compliance & Regulatory Consulting Job Description: In a world of disruption and increasingly complex... experience. Prior experience giving advice on regulatory matters and demonstrable strong technical skills in compliance issues...
based on medical necessity, documentation sufficiency, and regulatory interpretation. Acts as the primary Compliance..., Legal Operations, and others in Compliance. Develops and implements effective training and education on new regulatory...
and conduct audits, site visits, and programmatic reviews and assessments. - Ensures programming and regulatory compliance..., aligned with City rules and accountability standards. - Supports compliance and legal aspects of strategic initiatives...
Derivatives impacted businesses on a global basis to ensure compliance with rules and regulations. What will you do? Assist... in Compliance coverage of activities of the RBC Swap Dealer and Security-Based Swap Dealer (including, but not limited...
and conduct audits, site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance, aligned...' experience in a compliance, regulatory, or investigative capacity preferred. - Ability to research complex issues and synthesize...
Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...
Director of State Regulatory Guidance and requires a strong understanding of New York State managed care products...Regulatory Guidance Manager / Remote Location: Remote (New York, NY area preferred) Job Type: Full-Time Schedule...