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Keywords: Regulatory Compliance Director, Location: New York City, NY

Page: 21

Associate Director – Management Company Accounting (Alternative Assets)

, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... any subsidiaries You'll ensure compliance with accounting standards, regulatory requirements, and internal policies and procedures...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Aug 2025

Director, Equity Derivatives Risk Oversight

Application Deadline: 09/12/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance Our ideal... to implement the methodology, metrics, and program standards for the assigned portfolio to ensure compliance and effective...

Company: Bank of the West
Location: New York City, NY
Posted Date: 21 Aug 2025

Sr. Director, Employee Relations

, harassment, retaliation, workplace violence, or other policy violations, ensuring thoroughness, confidentiality, and compliance... compliance requirements by country. Monitor staff performance, identify skill gaps, mentor and ensure the completion...

Company: Tapestry
Location: New York City, NY
Posted Date: 21 Aug 2025
Salary: $180000 - 210000 per year

Director, Network Strategy & Planning

Summary of Job Responsible for ensuring overall network compliance with all Plan and regulatory requirements, the... overall network compliance with all Plan and regulatory requirements, the processing and management of all provider and vendor...

Company: EmblemHealth
Location: New York City, NY
Posted Date: 21 Aug 2025

Release Engineering and Change Manager (Director)

management on all changes going into production, while ensuring policy compliance and proper risk assessment. The right candidate... during internal audits and regulatory exams, working closely with the enterprise risk teams, and owning action plans and tracking...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 19 Aug 2025
Salary: $120000 - 165000 per year

Managing Director - CFO Advisory Services

to support rapid growth · Manage risk and compliance across all client relationships · Oversee technology infrastructure... transaction systems · Knowledge of industry-specific regulatory requirements · Expertise in confidentiality protocols and data...

Posted Date: 14 Aug 2025

Private Bank Digital Wealth and Estate Planning Product Lead, Executive Director

ecosystem (Connect) and on J.P. Morgan Online. Collaborate with Legal, Compliance, Risk, and Audit to ensure products meet... regulatory requirements and industry standards. Drive continuous improvement and innovation in product offerings. Stakeholder...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Aug 2025

Wealth Management, Head of US Mortgage Product, Executive Director

of Mortgage Product is expected to possess a deep understanding of the mortgage business, its processes, and regulatory..., Risk, Compliance, and Marketing, to design and deliver solutions that enhance client experience and achieve business...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Aug 2025

Senior Director, Product Management -Advisor Match

Sponsors, Finance, Legal, Compliance and others Oversee product strategy, build, roll-out and ongoing development. Sets program... for program and ensures they are operationalized Risk management-oriented, possessing the ability to mitigate regulatory, legal...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 07 Aug 2025

Director, Provider Network Management

Summary of Job Responsible for ensuring overall network compliance with all Plan and regulatory requirements, the... overall network compliance with all Plan and regulatory requirements, the processing and management of all provider and vendor...

Company: EmblemHealth
Location: New York City, NY
Posted Date: 02 Aug 2025

Head of Counterparty Credit Risk, Director

teams to ensure compliance with industry standards and regulatory guidelines Report and present Counterparty Credit Risks... as well as stress testing and scenario analysis Collaborate with front-office, credit risk management, legal and regulatory...

Company: MUFG
Location: New York City, NY
Posted Date: 01 Aug 2025

Director GRC

you will: We are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team... and implement processes and tools that streamline audit preparation and execution Governance and Compliance: Ensure compliance...

Company: Innova Solutions
Location: New York City, NY
Posted Date: 25 Jul 2025
Salary: $190000 per year

Assistant Chief Field Unit (Director Financial Services Programs 2, SG-33)

; Enhances analysis techniques and tools in conjunction with the Supervisors and Regulatory Units; Prioritizes the examination... communications to field staff regarding recent legislative initiatives and the development of programs to detect compliance through...

Company: New York State
Location: New York City, NY
Posted Date: 25 Jul 2025

Director - Digital Assets Product Management

Strategy, including collaborating with Policy, Technology, Regulatory, Risk, Legal, Commercial, Product and Research teams... and aligned with regulatory requirements. Be the authority on digital asset technology and how it impacts FTSE Russell’s day...

Posted Date: 24 Jul 2025

Director, Utilization Management (Health Plans, Registered Nurse Preferred)

to ensure departmental efficiencies and regulatory compliance. Participates in the development and implementation of long-range... as a World Class health plan to the community and regulatory agencies.Ensures the health plan meets the Center for Medicare...

Location: New York City, NY
Posted Date: 24 Jul 2025

US Cash Management Sales and Product Lead - Executive Director

resource and revenue growth plans with Corporate clients. Strong knowledge of KYC/AML compliance and regulatory directives... cash pooling initiatives with focus on product definition and design, compliance, tax, operations, agreements, procedures...

Company: BBVA
Location: New York City, NY
Posted Date: 12 Jul 2025

Sr. Director / Director, Trust & Safety

revenue Partner with legal and compliance to build a safe experience for our users and our business all while influencing the... regulatory landscape. Work closely with operations to build out a meaningfully-sized money movement business. Hire, manage...

Posted Date: 05 Jul 2025

Executive Director - Investment/ Asset Management Operational Risk

. Legal and Compliance Division Overview The professionals in the Legal and Compliance Division LCD provide a wide range... of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 04 Jul 2025

Principal Engineer, Construction Safety

and Deputy Director. - Coordinate with other federal, state and local regulatory agencies. - Support and further the Agency... of the Deputy Director, the selected candidate will: - Work independently in the Construction Safety Engineering Unit...

Company: City of New York
Location: New York City, NY
Posted Date: 28 Sep 2025
Salary: $104720 - 120428 per year

Traveling Executive Chef - NY Metro Area

cleanliness, organization, and compliance with company and regulatory standards. Works in tandem with Director of Dining... budget compliance and implement cost control strategies. Purchase food and kitchen supplies; run vendor relationships...

Company: Compass Group
Location: New York City, NY
Posted Date: 28 Sep 2025
Salary: $85000 - 90000 per year