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Keywords: Regulatory Legal Counsel (US and CA), Location: New York City, NY

Page: 12

Staff Attorney/Senior Staff Attorney

, with title to be based on years of legal experience. This job will report to a Managing Senior Staff Attorney in the Public... and Planned Parenthood affiliates in policy matters that affect the mission of the organization. PPL&L provides legal advice...

Posted Date: 12 Sep 2025
Salary: $127611 - 160833 per year

Manager - Controller

(managing ~$30B in assets) and five securitization-related legal entities. The Manager of Asset-backed Securitization (“ABS..., and has significant engagement with internal Treasury, AENB, GCO, and Technology leaders, along with external trustee, external counsel...

Company: American Express
Location: New York City, NY
Posted Date: 12 Sep 2025
Salary: $80000 - 155000 per year

Head of Conflicts - U.S

for assessing all new business before it is accepted by the firm's partners, to ensure the firm's commercial objectives and legal... obligations are met. The team work closely with partners and other senior stakeholders to identify and resolve legal...

Company: A&O Shearman
Location: New York City, NY
Posted Date: 12 Sep 2025

Clinical Risk Manager-Hospital Risk Management - Mount Sinai Downtown - Full Time - Monday-Friday, 9am-5pm

with the insurers and legal counsel, reporting potential claims as well as cases of concern by preparation of preliminary... reports as required by external regulatory agencies related to incidents and incident reporting. Works closely...

Posted Date: 10 Sep 2025
Salary: $120000 - 150000 per year

Agency Attorney Interne

Agency Attorney Internes to join the DOC's Legal Division. The Legal Division serves as in-house counsel for the Department... under the supervision of the General Counsel. Agency Attorney Internes work under the supervision of Agency Attorneys...

Company: City of New York
Location: Queens, NY
Posted Date: 07 Sep 2025
Salary: $72510 - 83388 per year

Financial Services Specialist 1 (Compliance), SG

financial institution programs, policies and procedures for compliance with legal and regulatory requirements. Evaluating... of General Counsel and Office of Financial Management; Enters VOOR information into the Department's internal database...

Company: New York State
Location: New York City, NY
Posted Date: 07 Sep 2025

Product Risk Manager

around product integrity, safety innovations, regulatory readiness, and risk response. About the Role We're... across product, legal, and public policy to identify, mitigate and manage risks in the product development phase...

Company: TikTok
Location: New York City, NY
Posted Date: 07 Sep 2025

Registered Funds Attorney - Senior Vice President

of outside legal counsel with respect to a variety of issues including regulatory, corporate and fund investment work. Review... offering materials, and private fund legal documentation. Assist regulatory and compliance with the substantive provisions...

Company: iCapital
Location: New York City, NY
Posted Date: 06 Sep 2025

VP - US Structured Credit, Fund Feasibilities

. Assess legal, regulatory, counterparty and other risks related to US SC credit ratings. Support the expansion of the Funds..., which could include: Funds or Structured Finance credit ratings-related work, Investment banking or legal counsel focusing on funds...

Company: DBRS Morningstar
Location: New York City, NY
Posted Date: 06 Sep 2025

VP - US Structured Credit, Fund Feasibilities

. Assess legal, regulatory, counterparty and other risks related to US SC credit ratings. Support the expansion of the Funds..., which could include: Funds or Structured Finance credit ratings-related work, Investment banking or legal counsel focusing on funds...

Company: Morningstar
Location: New York City, NY
Posted Date: 06 Sep 2025

Paralegal - One Year Contract | Hybrid

Counsel and the broader US legal team, will provide legal support across the full spectrum of AllianzGI US’s growing private... Conducting legal and regulatory research on securities laws, compliance requirements, and industry best practices Managing...

Company: Allianz
Location: New York City, NY
Posted Date: 05 Sep 2025
Salary: $70000 - 90000 per year

Registered Funds Compliance - Associate

and management of registered fund board materials. Working with the in-house Legal & Compliance team and external counsel to monitor... and implement compliance and regulatory developments that impact the registered funds. Qualifications: 3+ years of related...

Company: Blackstone
Location: New York City, NY
Posted Date: 03 Sep 2025
Salary: $117000 - 150000 per year

Manager, Mortgage Collections & Loss Mitigation

leadership, legal counsel, trustees, vendors, and members to ensure smooth, compliant resolutions. What We’re Looking For The... across business units to deliver customer-centered solutions while ensuring strict regulatory compliance. What You’ll Do As the...

Posted Date: 30 Aug 2025

RM I- Structuring and Origination- Warehouse Lending

and recommendations to approval committees. The role involves negotiating terms and conditions with clients and legal counsel balancing... risk and profitability, while ensuring compliance with internal credit policies and regulatory requirements...

Posted Date: 30 Aug 2025
Salary: $134025 per year

Paralegal II

and Risk Management. Join our Legal team and you will help provide legal advice to mitigate our business risk as we achieve... you stay, the exceptional EY experience lasts a lifetime. Job Summary: The Paralegal II works with General Counsel's Office...

Company: EY
Location: New York City, NY
Posted Date: 29 Aug 2025

Corporate Paralegal

with outside service providers and outside legal counsel, as needed, to support the legal team. Partner with chiefs of staff... and consultants, such as Nasdaq, Broadridge, CSC, company auditors, and legal counsel. Experience driving projects from conception...

Company: Braze
Location: New York City, NY
Posted Date: 29 Aug 2025

Senior Debt Products Manager - Commercial Real Estate

. Oversee loan closings and third party due diligence in coordination with internal teams and external counsel. Accountable... for accuracy of loan approval documents and legal documents. Interact directly with clients in collaboration with Client Management...

Company: CIBC
Location: New York City, NY
Posted Date: 28 Aug 2025

Associate Director - Compliance Advisory-Swap Dealer

to Dodd-Frank (CFTC and SEC) and its impact globally. Work with Legal and Outside Counsel to interpret the applicability... to, registration, training, development and maintenance of policies/procedures, and controls.). Provide regulatory advice in relation...

Posted Date: 28 Aug 2025
Salary: $110000 - 190000 per year

Financial Services Litigation Attorney (4-6 month assignment)

and regulatory inquiries and investigations, including through the coordination of data collection, document review, and document... productions, with the litigation team and outside counsel. Coordinate internal document preservation and collection, including...

Company: Page Executive
Location: New York City, NY
Posted Date: 28 Aug 2025
Salary: $124790 - 155988 per year

Compliance Officer

will serve as a senior advisor to the business, ensuring all marketing and communications materials meet regulatory standards... and will collaborate closely with legal, investment, and distribution teams. Responsibilities: Lead the review and approval of marketing...

Posted Date: 28 Aug 2025
Salary: $185000 per year