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Keywords: Regulatory Operations Associate, Location: New York City, NY

Page: 6

Risk Analytics (Risk Management) : Job Level - Associate

operations. Morgan Stanley is seeking an Analyst or first-year Associate in its Market Risk Analytics department with focus... regulatory framework and the Firm's risk management needs. The new hire will join the Market Risk Analytics Commodity & Equity...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 05 Sep 2025

Multi-Specialty Portfolio Specialist/Associate Portfolio Specialist (Brooklyn, NY)

Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo... of Multi-Specialty Portfolio Specialist/Associate Portfolio Specialist. This position is being posted at multiple levels...

Company: Sumitomo Pharma
Location: Brooklyn, NY
Posted Date: 03 Sep 2025
Salary: $108000 - 135000 per year

Equity Product Support Associate

here at Stifel, where success meets success. What You'll Be Doing: The Equity Product Support Associate is responsible... for assisting with the day-to-day operations and support of KBW’s Equity desk in New York City. This is a multi-faceted role...

Company: Stifel
Location: New York City, NY
Posted Date: 30 Aug 2025

Finance Transformation Consultant - Order to Cash Senior Associate

Industry/Sector Not Applicable Specialism Finance Management Level Senior Associate Job Description & Summary... optimise their financial performance, improve decision-making, and achieve their financial goals. In financial operations...

Company: PwC
Location: New York City, NY
Posted Date: 29 Aug 2025

Associate, Treasury Quantitative Analytics

of benefits to its employees. Role Description SMBC's Combined U.S. Operations (CUSO) seeks a quantitatively oriented... individual for the position of Associate, Quantitative Analytics within Corporate Treasury. The role involves quantitative model...

Posted Date: 22 Aug 2025
Salary: $80000 - 130000 per year

Physician Associate Supervisor-QHC

Job Description: Description The Supervising Physician Associate will have clinical and administrative... responsibilities to ensure that the Department of Neurology is run according to institutional policies and regulatory requirements...

Posted Date: 20 Aug 2025
Salary: $115494 - 173241 per year

Associate Counsel

position of Associate Counsel in the Office of General Counsel. The Associate Counsel provides legal advice and support.... This role assists with drafting and reviewing contracts, ensuring regulatory compliance, managing institutional risk...

Posted Date: 17 Aug 2025

Investor Services Associate

as of December 31, 2024. Position: We are seeking a detail-oriented and client-focused Investor Services Associate to join our growing... team. This role is ideal for professionals with 2–4 years of experience in investor relations, fund operations, or client...

Posted Date: 16 Aug 2025
Salary: $85000 per year

ETF Account Associate

Associate to support the ETF Account Manager in business development and investor relations for PIMCO’s ETF investment products.... Legal, Operations, and offshore client-facing teams. Additional responsibilities encompass preparing for meetings...

Company: PIMCO
Location: New York City, NY
Posted Date: 15 Aug 2025
Salary: $105000 - 115000 per year

Compliance Associate

Compliance Associate with experience in Registered Investment Adviser (RIA) compliance. As a Compliance Associate..., you will be responsible for assisting the legal and compliance team in ensuring Masterworks' operations adhere to all relevant regulations...

Company: Masterworks.io
Location: New York City, NY
Posted Date: 14 Aug 2025
Salary: $90000 - 130000 per year

Financial Sponsors Coverage Senior Associate

across BBVA’s international footprint (U.S., Europe, Latin America, and Asia). Role Overview As a Senior Associate in the... as product and support teams (Risk, Legal, Operations, Finance, etc.) to successfully deliver business solutions and strengthen...

Company: BBVA
Location: New York City, NY
Posted Date: 13 Aug 2025
Salary: $120000 - 140000 per year

Payments Business Transformation- Kinexys Execution Associate

efficiencies, and lead our products to their launch. As a Senior Market and Product Expansion Associate on the Kinexys Execution... team, you contribute significantly to your team's success and test the regulatory requirements for our products. You work...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Aug 2025

Payments Business Transformation- Kinexys Execution Associate

efficiencies, and lead our products to their launch. As a Senior Market and Product Expansion Associate on the Kinexys Execution... team, you contribute significantly to your team's success and test the regulatory requirements for our products...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Aug 2025

Oliver Wyman - Associate/ Engagement Manager / Principal – Tech Innovation Practice (Technical Architecture & Delivery Focus)

regulatory issues, aligning business, IT, and compliance teams to improve data quality and reduce risk. FinOps Practice: Built... a financial operations practice to cut cloud costs by applying rightsizing, reserved instances, and process improvements. AI/ML...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 09 Aug 2025
Salary: $190000 - 195000 per year

Associate Director of Microbiology, Bureau of Public Health Laboratory

City Department of Health and Mental Hygiene, Public Health Laboratory is seeking an Associate Director.... Insurance of section's compliance with regulatory requirements. - Maintain and provide technical subject matter expertise...

Company: City of New York
Location: New York City, NY
Posted Date: 09 Aug 2025

Associate Counsel

a proactive, commercially minded Associate Counsel, Commercial Contracts to join our dynamic and fast-growing multinational... insurance organization. This role will support the Associate General Counsel and Global Compliance Director and involves close...

Company: Starr Insurance
Location: New York City, NY
Posted Date: 07 Aug 2025
Salary: $150000 - 190000 per year

Resolution Planning Project Management, Senior Associate

with senior management and then submitted to regulators. As a Senior Associate within the Resolution & Recovery team..., and other key areas (e.g., Legal, Tax, Finance, Operations, Risk, Business managers/partners) to develop time-sensitive resolution...

Company: JPMorgan Chase
Location: Brooklyn, NY
Posted Date: 05 Aug 2025

Senior Associate General Counsel

Overview: POSITION TITLE: Senior Associate General Counsel REPORTS TO: General Counsel SUPERVISION EXERCISED... of legal matters, including advising on product/technology development, privacy issues, regulatory compliance, intellectual...

Posted Date: 03 Aug 2025
Salary: $150000 - 175000 per year

Senior Associate Accounts Payable Analyst

Job Description: BizTek People is seeking a Senior Accounts Payable Associate for our client in New York City... operations including invoice entry, account reconciliation, invoice resolution, and status tracking across a global organization...

Company: BizTek People
Location: New York City, NY
Posted Date: 01 Aug 2025

Senior Associate - AI Risk Management

of others. You are our future, and we commit to investing in you accordingly. Job Title: Sr. Associate - Risk Management - Risk Operations... of policy owners. Role Overview: The Sr. Associate, Risk Operations Coordinator, will serve as a key member of the AI Risk...

Company: New York Life
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $111601 per year