graduate to work on many different parts of the AQMetrics risk and regulatory reporting applications. This individual... will be involved in all areas of the Regulatory Reporting team. The role will be wide ranging allowing the Graduate to work on many...
Job Category: Policy Job Description: The Regulatory Reporting Policy team sits within Corporate Finance... Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC...
1,350 professionals based in New York, Westchester, London, Hong Kong, Dublin, Glasgow, Mumbai, and Bangalore. Regulatory Reporting... Overview The Regulatory Reporting team at Morgan Stanley Fund Services provides our hedge fund clients reporting solutions...
We're seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage... broader regulatory reporting landscape. - The candidate must be able to influence at all levels of the organization in order...
-functional teams, testing laboratories, sourcing offices, and vendors to influence and execute safety and regulatory strategies... regulatory strategy by monitoring global regulatory changes, conducting market research, and translating insights into policy...
Chase to deliver fulsome and consistent responses to regulatory inquiries. Drive messaging and provide reporting to senior..., and MIS reporting provided to regulators. Stay up-to-date with regulatory activities managed by regional REM teams in EMEA...
input to regulatory reporting and engagement with regulators. Internal Audit Group to demonstrate successful completion... us define the future of American Express. The Regulatory Exam Lifecycle Management team (“RELM”) in Global Risk and Compliance...
input to regulatory reporting and engagement with regulators. Internal Audit Group to demonstrate successful completion... us define the future of American Express. The Regulatory Exam Lifecycle Management team (“RELM”) in Global Risk and Compliance...
of regulatory engagements and provide reporting to senior stakeholders. Escalate issues that arise in the course of engagements...Job Category: CCOR Governance Job Description: Bring your expertise to JPMorgan Chase. As a Regulatory Strategy...
productivity amidst a diverse and unstructured role, requiring flexibility and autonomy. Reporting to the Global Head of Regulatory...Job Title: Senior Manager, Regulatory Intelligence Job ID: 82834 Location: New York, New York – hybrid, 4 days a week...
a positive impact on the communities we serve. The Regulatory Risk Assessment Sr Lead Analyst is responsible for leading... and prepare senior management reporting Liaise with Report owners, use case leads and other stakeholders for BCBS 239 assessment...
and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting, Technology..., challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer within the Compliance...
Institutions have drastically changed over the last decade, driven by increased regulatory constraints, diverse competition inside... development and execution of regulatory remediation plans Stay abreast of regulatory changes Collaborate with internal...
Institutions have drastically changed over the last decade, driven by increased regulatory constraints, diverse competition inside... development and execution of regulatory remediation plans Stay abreast of regulatory changes Collaborate with internal...
on improvement methodologies. Serve as a liaison with regulatory data abstraction and reporting. Regulatory & Accreditation 1.... Participates in the preparation, planning, coordination and oversight of planned and unplanned regulatory survey and reporting...
of U.S. regulatory reporting frameworks (e.g., 15c3-1, 15c3-3). 5+ years of relevant in broker dealer industry experience 20+ years...Overview: We are looking for an experienced Broker-Dealer Regulatory Consultant to support client activities...
, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... requires professionalism, sound judgment, and adaptability to client-driven schedules, while also supporting regulatory exams...
is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project... and high-stakes projects. This is a fantastic change management opportunity within the legal and regulatory context. Our team...
, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce... requires professionalism, sound judgment, and adaptability to client-driven schedules, while also supporting regulatory exams...
of regulatory remediation program and associated reporting to senior management and regulators. The AVP will liaise and collaborate...About the Team The Mizuho U.S. Operations (“MUSO”) Regulatory Affairs Group is responsible for managing the Bank...