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Keywords: Risk and Compliance Manager, Location: New York City, NY

Page: 5

Director (AVP) - Investment Management Risk Operations

We're seeking someone to join our team as a Risk Manager in Investment Management Operations to primarily... controls and develop client relationships. This is a Team Manager position at Director level within Risk, Regulatory...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 24 Jan 2026
Salary: $120000 - 172500 per year

Senior Third Party Risk Management Analyst

are in full compliance with TPRM policy. Collaborate with risk domain SMEs (i.e., Third party risk assessor, Procurement team..., Office of General Counsel, Information Security, Enterprise Risk Management, Compliance etc.) to align various risks, third...

Posted Date: 18 Jan 2026
Salary: $105000 - 120000 per year

Senior Third Party Risk Management Analyst

are in full compliance with TPRM policy. Collaborate with risk domain SMEs (i.e., Third party risk assessor, Procurement team..., Office of General Counsel, Information Security, Enterprise Risk Management, Compliance etc.) to align various risks, third...

Posted Date: 18 Jan 2026
Salary: $105000 - 120000 per year

Analyst - Business Selection, Reputational Risk & Conflicts Team

and streamlining of processes, banker training, etc.) work closely with Compliance and Operational Risk Control on audit... throughout our recruitment process, you can always Your team You'll be working in the Business Selection, Reputational Risk...

Company: UBS
Location: New York City, NY
Posted Date: 15 Jan 2026
Salary: $90000 - 102500 per year

Capital Markets, Core Processing & Risk Management Director

and performance of operations tasks, reviewing compliance with firm policies and regulatory expectations, facilitating Risk... incident (ORI), conducting independent monitoring, manage internal audits and compliance reviews, and analyzing key risk...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 07 Jan 2026

Risk Consulting - Digital Risk - Senior Consultant - Power & Utilities - Open Location

in regulatory compliance, a deep understanding of operational processes, and the ability to lead risk and controls project teams... it to go. Join EY and help to build a better working world. Digital Risk - Senior Consultant - Power & Utilities...

Company: EY
Location: New York City, NY
Posted Date: 24 Dec 2025

Lead Security Risk Analyst (GRC)

an exceptional Lead Security Risk Analyst to join our Governance Risk & Compliance (GRC) team. The Lead Security Risk Analyst... Justworks assets, employees and customers. The Lead Security Risk Analyst will report to the Senior Manager, Governance Risk...

Company: Justworks
Location: New York City, NY
Posted Date: 11 Dec 2025
Salary: $192500 - 211750 per year

U.S. Banks Business Risk New Product Approval and Product Change Management VP

and documentation support for the 1LOD Business Risk Management NPA and PCM Quorum Member as well as support the 1LOD NPA Risk Manager... (“PCMP”) are integral parts of the U.S. Banks’ risk governance frameworks to prudently manage the non-financial and financial...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 07 Dec 2025
Salary: $110000 - 190000 per year

Operational Risk Management Department-Third Party Risk Management Associate/AVP

review in the expertise of third party risk management BSA/AML, Compliance, and Talent Management Complete required BSA.../AML, and other compliance trainings as provided Beware of BSA/AML issues, provide risk warnings to First Line Units...

Company: Bank of China
Location: New York City, NY
Posted Date: 05 Dec 2025
Salary: $42000 per year

Operational Risk Management Department - Business Management Associate/AVP

will support the efficient and effective operations of the Operational Risk Management Department. Responsibilities: Including... attendance for compliance and reporting purposes. Maintain the departmental organizational chart, conduct insightful staffing...

Company: Bank of China
Location: New York City, NY
Posted Date: 05 Dec 2025
Salary: $42000 per year

Operational Risk Management Department-Third Party Risk Management Associate/AVP

review in the expertise of third party risk management BSA/AML, Compliance, and Talent Management Complete required BSA.../AML, and other compliance trainings as provided Beware of BSA/AML issues, provide risk warnings to First Line Units...

Company: Bank of China
Location: New York City, NY
Posted Date: 05 Dec 2025
Salary: $42000 per year

Operational Risk Management Department - Business Management Associate/AVP

will support the efficient and effective operations of the Operational Risk Management Department. Responsibilities: Including... attendance for compliance and reporting purposes. Maintain the departmental organizational chart, conduct insightful staffing...

Company: Bank of China
Location: New York City, NY
Posted Date: 04 Dec 2025
Salary: $42000 per year

Risk Officer

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction... and RESPONSIBILITIES: Surveillance and Supervision Primary responsibility for all risk, supervisory, and compliance function...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 21 Nov 2025
Salary: $120000 - 160000 per year

Business Risk Officer, UHNW & GFIW

Business Risk Manager Americas, the local Business Management and Business Development teams, as well as other UHNW & GFIW team... and/or Investment Bank environment with direct experience in Non-Financial Risk Management, Audit, or Compliance very organized...

Company: UBS
Location: New York City, NY
Posted Date: 20 Nov 2025
Salary: $105000 - 130000 per year

Director - Technology Risk Consulting - IT Audit

one like you and that’s why there’s nowhere like RSM. RSM has an exceptional career opportunity available for a Director to join our Risk Consulting... Services practice as a part of our Technology Risk Consulting team. RSM risk consulting services Directors are leaders...

Posted Date: 14 Nov 2025

Senior Compliance Officer – Regulatory Initiatives, Policies and Procedures

Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale...

Company: TD Bank
Location: New York City, NY
Posted Date: 05 Feb 2026
Salary: $110000 - 135000 per year

Senior Compliance Officer – Regulatory Initiatives, Policies and Procedures

Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail... Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale...

Company: TD Bank
Location: New York City, NY
Posted Date: 05 Feb 2026
Salary: $110000 - 135000 per year

Sr. Compliance Officer, LRC

Application Deadline: 02/20/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessments...

Company: Bank of the West
Location: New York City, NY
Posted Date: 05 Feb 2026
Salary: $81400 - 151800 per year

Head of Compliance, Real Estate Lending and TD Auto Finance

+ years related experience required Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk..., and maintenance of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business...

Company: TD Bank
Location: New York City, NY
Posted Date: 01 Feb 2026

Senior Auditor, Consumer Compliance

, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit... complex thought, process and risk/control knowledge. Preferred Qualifications: Relevant compliance audit, compliance...

Company: American Express
Location: New York City, NY
Posted Date: 31 Jan 2026
Salary: $78000 - 124750 per year