risks associated with identifying, documenting, tracking, escalating, and reporting Business Unit initiatives to modify... Risk Manager. Work with management and risk partners covering various Bank strategic initiatives and product change...
's visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage all aspects of financial... positioning VERSANT's strategy and results in the marketplace. Ensure all financial communications adhere to SEC rules...
’s visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage all aspects of financial... positioning VERSANT’s strategy and results in the marketplace. Ensure all financial communications adhere to SEC rules...
: Expanding and testing systems used to summarize global RE business results for senior leadership SEC reporting: Develop...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...
of value creation in executive pay structures Partner with Finance and HR Ops to ensure proper tracking, reporting... in a public company • Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices...
Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting, and internal governance policies...., MarketPay, Equity Edge) is a plus. Familiarity with SEC regulations, proxy disclosures, and executive pay governance...
, and SEC regulations. Maintain plan documentation and support fiduciary oversight processes. Stay current on legislative... and regulatory changes impacting retirement and financial wellbeing programs. Data Analysis & Reporting Prepare reports...
and with assigned business projects. Assist with regulatory filings such as Form ADV and CFTC reporting. Provide guidance and coaching... Compliance policies and procedures as well as all regulatory requirements (e.g. SEC Rule 204, SEC Rule 206, Regulation...
Management Compliance Manager with the implementation and monitoring of Eagle's compliance policies and programs. What You'll... to their clients o Providing reporting and analysis to identify risks and issues that may arise during the course of daily monitoring...
Management Compliance Manager with the implementation and monitoring of Eagle's compliance policies and programs. What You'll... to their clients o Providing reporting and analysis to identify risks and issues that may arise during the course of daily monitoring...
technology and regulatory risks. Audit Execution & Oversight Oversee the planning, execution, and reporting of IT audits... in Technology audit or consulting with financial services companies, preferably with a concentration in FINRA, SEC-registered broker...
with a matrix manager. Key Responsibilities include: Managing all aspects of legal support for State Street’s global... and committee materials Review of SEC ’34 Act filings (e.g., 10-K, 10-Q, 8-K, Section 16 filings, proxy statement) and preparation...
/reinsurance companies/captives, an asset manager and various other non-insurance companies. The asset manager primarily invests... as an SEC registered investment advisor. As of 12/31/21, ACM manages $4.9B of assets. ACM aims to provide a cost-effective way...
TO: Director of Investment Reporting LOCATION: Onsite in NYC ABOUT THE COMPANY The A-CAP ( ) group consists of five life... insurance/reinsurance companies/captives, an asset manager and various other non-insurance companies. The asset manager...
, as an alternative asset manager, has an asset mix which is comprehensive and heavily concentrated in bank debt. The ideal candidate... (e.g., SEC). Prepare and present asset servicing KPIs to senior leadership and stakeholders. Maintain rigorous quality...
with SEC Reporting Resolves complex accounting issues, and assist clients with implementation of new accounting pronouncements... Accounting Manager, Controller, or Project Manager for clients Demonstrates an ability to manage multiple client stakeholders...
with SEC Reporting Resolves complex accounting issues, and assist clients with implementation of new accounting pronouncements... Accounting Manager, Controller, or Project Manager for clients Demonstrates an ability to manage multiple client stakeholders...