disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity...
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials®, Series 6, Series 7, Series 63, and more Certified Financial Planner® licensing...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
, leveraged loans, structured equity, mortgage-related credit, asset-backed securities, specialty finance, real assets... 3656 8600 (APAC). Depending on the position, you may be required to obtain certain securities licenses...
: 7+ years of Securities Product Management experience, or equivalent demonstrated through one or a combination of the...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity...
to providing global securities markets with objective, timely, independent and forward-looking credit opinions. To protect Fitch... any securities holdings and other potential conflicts prior to commencing employment. If you, or your immediate family...
Ability to buy and sell bonds for client portfolios with specific attention to US Treasury and agency securities, corporate... Ability to buy and sell bonds for client portfolios with specific attention to US Treasury and agency securities, corporate...
to manage relationships both internal and external; Ability to multi-task FINRA Securities Licenses: Series 7 and 66 (or 63...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials®, Series 6, Series 7, Series 63, and more Certified Financial Planner® licensing...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
partner to the securities finance industry, offering a suite of Trading, Post-Trade, Data & Analytics, RegTech, and SaaS...
and investigation of these securities and derivatives transactions. Responsibilities: Resolve complex process problems which require... an in-depth evaluation of basic securities processing procedures and industry standards Process various SES Business tasks...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
required; advanced degree preferred10-12 years of related experience required; experience in the securities or financial services...
and audit policies, Securities lending a must Ensure system stability through enhancement/maintenance periods Skillset Proven...
incentives, and other benefits sponsored by Fitch, depending on the position. Fitch is committed to providing global securities.... Should you be successful in the recruitment process at Fitch Ratings you will be asked to declare any securities holdings and other potential...