functions for the company. This role will oversee all corporate governance, securities compliance, public company reporting.... Your Role Accountabilities Securities Compliance & SEC Reporting Ensure compliance with all SEC and Nasdaq requirements...
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses...
securities, and advanced trading, research, and management technology. Build and run the lending book on digital assets...
Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world...
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management...
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities...
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a...
-backed securities, investment grade and high yield corporate credit (including senior secured loans and convertible bonds... designed to prevent, detect, and promptly correct violations of the federal securities laws by the RICs and its service...
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
of investment grade corporate structures, municipal bond structures and preferred securities. Ability to work independently...
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities...
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
of services in investment banking, securities, investment management, and wealth management. We advise, originate, trade, manage... how we succeed in dynamic financial markets. Team Profile Institutional Securities Technology (IST) develops and guides technology...
Company Overview Our technology solutions deliver efficiency, automation and connectivity in the global securities..., beneficial owners and hedge funds. The result is a global network of counterparties from all segments of the securities finance...
. Demonstrated understanding of technology, market, and ecosystem as it relates to cryptocurrencies, blockchain, tokenized securities... of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA...
through our US broker dealer, Lloyds Securities Inc. This is an exciting time to join Lloyds, working with a new leadership...
your application, please email Human Resources at . Depending on the position, you may be required to obtain certain securities...; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and Advising...
, Los Angeles, and Luxembourg. Marathon is a Registered Investment Adviser with the Securities and Exchange Commission...
across asset classes—such as securities, derivatives, and alternatives—Synergy leverages AI-driven insights and a cloud-native...
is committed to providing global securities markets with objective, timely, independent and forward-looking credit opinions... to declare any securities holdings and other potential conflicts prior to commencing employment. If you, or your immediate family...