Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT Auditor (Senior Specialist, Internal Audit - Technology... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker...
-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management... functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor...
experience within the broker dealer, investment advisory, asset management industries. Relevant experience in a public accounting... audits within the Wealth Management Line of Business (LOB) of Voya Financial (Voya). The Senior Auditor is responsible...
Bank’s U.S. operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York... and discuss issues, challenges and methodologies with internal audiences including senior management. Technical Skills...
and/or internal audit department in financial services industry Exposure to capital planning (CCAR), broker-dealer and bank... and asset management. We offer a competitive total rewards package including base salary determined based on the role...