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Keywords: Senior Operation Officer / Officer (Securities Department), Location: Central, Hong Kong

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Compliance Officer (Securities, Trust and Company Secretarial Services)

, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance.../ethics issues and providing guidance for the senior management team on matters relating to compliance. The Compliance...

Posted Date: 24 Aug 2025

Responsible Officer/ Senior Manager - Equity Business

Analyze securities business operation processes to identify issues, and propose optimization and improvement plans to enhance... experiences in securities business operation, with deep knowledge of Hong Kong stocks, U.S. stocks, and U.S. stock options...

Posted Date: 15 Aug 2025